0001126328-21-000010.txt : 20210210
0001126328-21-000010.hdr.sgml : 20210210
20210210135504
ACCESSION NUMBER: 0001126328-21-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210208
FILED AS OF DATE: 20210210
DATE AS OF CHANGE: 20210210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAWLER JULIA M
CENTRAL INDEX KEY: 0001213419
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 21612950
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-02-08
1
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001213419
LAWLER JULIA M
711 HIGH STREET
DES MOINES
IA
50392
0
0
0
1
Retired Officer
Common Stock
2021-02-08
4
S
0
1000
53.93
D
51610
D
Common Stock
2021-02-08
4
M
0
7410
44.88
A
59020
D
Common Stock
2021-02-08
4
S
0
7410
53.93
D
51610
D
Common Stock
1388
I
By 401(k) Plan
Employee Stock Option (Right to Buy)
44.88
2021-02-08
4
M
0
2470
0
D
2015-02-24
2021-02-24
Common Stock
2470
0
D
Employee Stock Option (Right to Buy)
44.88
2021-02-08
4
M
0
2470
0
D
2016-02-24
2021-02-24
Common Stock
2470
0
D
Employee Stock Option (Right to Buy)
44.88
2021-02-08
4
M
0
2470
0
D
2017-02-24
2021-02-24
Common Stock
2470
0
D
Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.93 to $53.96, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Alex P. Montz, by Power of Attorney
2021-02-10