0001126328-21-000002.txt : 20210205 0001126328-21-000002.hdr.sgml : 20210205 20210205162059 ACCESSION NUMBER: 0001126328-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210203 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunbar Timothy Mark CENTRAL INDEX KEY: 0001565742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 21595675 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-02-03 1 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001565742 Dunbar Timothy Mark 711 HIGH STREET DES MOINES IA 50392 0 0 0 1 Retired Officer Common Stock 2021-02-03 4 M 0 11125 34.26 A 82009 D Common Stock 2021-02-03 4 S 0 11125 51.11 D 70884 D Common Stock 114 I By Spouse Employee Stock Option (Right to Buy) 34.26 2021-02-03 4 M 0 3708 0 D 2012-02-29 2021-02-28 Common Stock 3708 0 D Employee Stock Option (Right to Buy) 34.26 2021-02-03 4 M 0 3708 0 D 2013-02-28 2021-02-28 Common Stock 3708 0 D Employee Stock Option (Right to Buy) 34.26 2021-02-03 4 M 0 3709 0 D 2014-02-28 2021-02-28 Common Stock 3709 0 D Includes 3,678 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.04 to $51.18, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Alex P. Montz, by Power of Attorney 2021-02-05