0001126328-21-000002.txt : 20210205
0001126328-21-000002.hdr.sgml : 20210205
20210205162059
ACCESSION NUMBER: 0001126328-21-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210203
FILED AS OF DATE: 20210205
DATE AS OF CHANGE: 20210205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dunbar Timothy Mark
CENTRAL INDEX KEY: 0001565742
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 21595675
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-02-03
1
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001565742
Dunbar Timothy Mark
711 HIGH STREET
DES MOINES
IA
50392
0
0
0
1
Retired Officer
Common Stock
2021-02-03
4
M
0
11125
34.26
A
82009
D
Common Stock
2021-02-03
4
S
0
11125
51.11
D
70884
D
Common Stock
114
I
By Spouse
Employee Stock Option (Right to Buy)
34.26
2021-02-03
4
M
0
3708
0
D
2012-02-29
2021-02-28
Common Stock
3708
0
D
Employee Stock Option (Right to Buy)
34.26
2021-02-03
4
M
0
3708
0
D
2013-02-28
2021-02-28
Common Stock
3708
0
D
Employee Stock Option (Right to Buy)
34.26
2021-02-03
4
M
0
3709
0
D
2014-02-28
2021-02-28
Common Stock
3709
0
D
Includes 3,678 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.04 to $51.18, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Alex P. Montz, by Power of Attorney
2021-02-05