0001126328-21-000001.txt : 20210108 0001126328-21-000001.hdr.sgml : 20210108 20210108133143 ACCESSION NUMBER: 0001126328-21-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210106 FILED AS OF DATE: 20210108 DATE AS OF CHANGE: 20210108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWLER JULIA M CENTRAL INDEX KEY: 0001213419 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 21516825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-01-06 1 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001213419 LAWLER JULIA M 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Chief Risk Officer Common Stock 2021-01-06 4 S 0 94 51.1 D 53610 D Common Stock 2021-01-06 4 S 0 1000 50 D 52610 D Common Stock 1388 I By 401(k) Plan Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2020. Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Alex P. Montz, by Power of Attorney 2021-01-08