0001126328-20-000197.txt : 20200929 0001126328-20-000197.hdr.sgml : 20200929 20200929163842 ACCESSION NUMBER: 0001126328-20-000197 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200925 FILED AS OF DATE: 20200929 DATE AS OF CHANGE: 20200929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWLER JULIA M CENTRAL INDEX KEY: 0001213419 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 201209314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-09-25 1 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001213419 LAWLER JULIA M 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Chief Risk Officer Common Stock 2020-09-25 4 A 0 105 0 A 53618 D Common Stock 1388 I By 401(k) Plan Phantom Stock Units 2020-09-25 4 A 0 81 38.63 A Common Stock 81 5679 D Grant of restricted stock units. Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The units convert to common stock on a one-for-one basis. Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Alex P. Montz, by Power of Attorney 2020-09-29