0001126328-20-000145.txt : 20200630 0001126328-20-000145.hdr.sgml : 20200630 20200630183906 ACCESSION NUMBER: 0001126328-20-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200626 FILED AS OF DATE: 20200630 DATE AS OF CHANGE: 20200630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tallett Elizabeth E CENTRAL INDEX KEY: 0001192460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 201003473 MAIL ADDRESS: STREET 1: 6705 ROCKLEDGE DR STREET 2: SUITE 900 CITY: BETHESDA STATE: MD ZIP: 20817 FORMER NAME: FORMER CONFORMED NAME: TALLETT ELIZEBETH E DATE OF NAME CHANGE: 20020925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-06-26 0 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001192460 Tallett Elizabeth E 711 HIGH STREET DES MOINES IA 50392 1 0 0 0 Common Stock 2020-06-26 4 A 0 887 A 64968 D Phantom Stock Units 2020-06-26 4 A 0 109.6 39.14 A Common Stock 109.6 7772 D Grant of restricted stock units The units convert to common stock on a one-for-one basis. The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Alex P. Montz, by Power of Attorney 2020-06-30