0001126328-18-000023.txt : 20180109 0001126328-18-000023.hdr.sgml : 20180109 20180109171538 ACCESSION NUMBER: 0001126328-18-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180108 FILED AS OF DATE: 20180109 DATE AS OF CHANGE: 20180109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOLTEN GARY P CENTRAL INDEX KEY: 0001205451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16725 FILM NUMBER: 18519748 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001126328 STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321] IRS NUMBER: 421520346 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152475111 MAIL ADDRESS: STREET 1: 711 HIGH STREET CITY: DES MOINES STATE: IA ZIP: 50392 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-01-08 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001205451 SCHOLTEN GARY P 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Ch Info Officer Common Stock 2018-01-08 4 M 0 24310 30.70 A 88204 D Common Stock 2018-01-08 4 S 0 24310 71.59 D 63894 D Common Stock 670 I By 401(k) Plan Employee Stock Option (Right to Buy) 30.70 2018-01-08 4 M 0 24310 0 D 2016-02-25 2023-02-25 Common Stock 24310 0 D Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2017. Includes 12,497 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.37 - $71.91, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Patrick A. Kirchner, by Power of Attorney 2018-01-09