0001126328-18-000023.txt : 20180109
0001126328-18-000023.hdr.sgml : 20180109
20180109171538
ACCESSION NUMBER: 0001126328-18-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180108
FILED AS OF DATE: 20180109
DATE AS OF CHANGE: 20180109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHOLTEN GARY P
CENTRAL INDEX KEY: 0001205451
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 18519748
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-01-08
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001205451
SCHOLTEN GARY P
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
EVP & Ch Info Officer
Common Stock
2018-01-08
4
M
0
24310
30.70
A
88204
D
Common Stock
2018-01-08
4
S
0
24310
71.59
D
63894
D
Common Stock
670
I
By 401(k) Plan
Employee Stock Option (Right to Buy)
30.70
2018-01-08
4
M
0
24310
0
D
2016-02-25
2023-02-25
Common Stock
24310
0
D
Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 7, 2017.
Includes 12,497 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.37 - $71.91, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Patrick A. Kirchner, by Power of Attorney
2018-01-09