X0206 3 2023-11-13 0 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0002000397 Agrawal Vivek 711 HIGH STREET DES MOINES IA 50392 0 1 0 0 EVP & Chief Growth Officer Common Stock 18233 D Restricted Stock Units Common Stock 28005 D Reflects a grant of Cash-Settled RSUs that will be cash settled and vest in three equal annual installments beginning 12/31/2023. Each Cash-Settled RSU is the economic equivalent of one share of the Issuer's common stock as of the time of vesting and settlement as determined by the terms of the applicable Restricted Stock Unit Award Agreement. Chris Agbe-Davies as Attorney-in-Fact 2023-11-21