0001062993-23-007988.txt : 20230329
0001062993-23-007988.hdr.sgml : 20230329
20230329111223
ACCESSION NUMBER: 0001062993-23-007988
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230327
FILED AS OF DATE: 20230329
DATE AS OF CHANGE: 20230329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walker Roberto
CENTRAL INDEX KEY: 0001867763
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16725
FILM NUMBER: 23772755
MAIL ADDRESS:
STREET 1: 711 HIGH ST.
CITY: DES MOINES
STATE: IA
ZIP: 50392
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRINCIPAL FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001126328
STANDARD INDUSTRIAL CLASSIFICATION: ACCIDENT & HEALTH INSURANCE [6321]
IRS NUMBER: 421520346
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
BUSINESS PHONE: 5152475111
MAIL ADDRESS:
STREET 1: 711 HIGH STREET
CITY: DES MOINES
STATE: IA
ZIP: 50392
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-03-27
0001126328
PRINCIPAL FINANCIAL GROUP INC
PFG
0001867763
Walker Roberto
711 HIGH STREET
DES MOINES
IA
50392
0
1
0
0
EVP, Principal Latin American
1
Common Stock
2023-03-27
4
A
0
20265
44.88
A
59955
D
Common Stock
2023-03-27
4
A
0
6626
51.33
A
66581
D
Common Stock
2023-03-27
4
D
0
26891
72.45
D
39690
D
Employee Stock Option (Right to Buy)
44.88
2023-03-27
4
M
0
6755
44.88
D
2015-02-24
2024-02-24
Common Stock
6755
0
D
Employee Stock Option (Right to Buy)
44.88
2023-03-27
4
M
0
6755
44.88
D
2016-02-24
2024-02-24
Common Stock
6755
0
D
Employee Stock Option (Right to Buy)
44.88
2023-03-27
4
M
0
6755
44.88
D
2017-02-24
2024-02-24
Common Stock
6755
0
D
Employee Stock Option (Right to Buy)
51.33
2023-03-27
4
M
0
5211
51.33
D
2016-02-23
2025-02-23
Common Stock
5211
0
D
Employee Stock Option (Right to Buy)
51.33
2023-03-27
4
M
0
1415
51.33
D
2017-02-23
2025-02-23
Common Stock
1415
3796
D
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 2/24/2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.41 to $73.08, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 5,106 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Clint Woods
2023-03-28