X0306 4 2023-02-27 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001326278 Houston Daniel Joseph 711 HIGH STREET DES MOINES IA 50392 1 1 0 0 Chairman, President & CEO Common Stock 2023-02-27 4 A 0 31969 0 A 146957 D Common Stock 2023-02-27 4 A 0 42218 0 A 189175 D Common Stock 45823 I By Trust Common Stock 125000 I By Trust Common Stock 3773 I By 401(k) Plan Grant of restricted stock units. Includes 6,526 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Settlement of performance-based restricted stock units granted February 24, 2020. Joan M. Houston 2021 Trust Daniel J. Houston 2019 DGT Exempt Trust Clint Woods 2023-03-01