X0306 4 2022-06-24 0001126328 PRINCIPAL FINANCIAL GROUP INC PFG 0001326278 Houston Daniel Joseph 711 HIGH STREET DES MOINES IA 50392 1 1 0 0 Chairman, President & CEO Common Stock 2022-06-24 4 A 0 336 0 A 114284 D Common Stock 45823 I By Trust Common Stock 125000 I By Trust Common Stock 3713 I By 401(k) Plan Phantom Stock Units 2022-06-24 4 A 0 16 68.55 A Common Stock 16 1720 D Grant of restricted stock units. Includes 6,021 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Joan M. Houston 2021 Trust Daniel J. Houston 2019 DGT Exempt Trust The units convert to common stock on a one-for-one basis. Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Alex P. Montz 2022-06-28