-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Juno0pehimK/HVWBZOK7TqhA516G6Wn76qt4WDe1lqq3VPWYxDiDbNqURYZnha8E 14H7wtn1qUlVZ5A1IazSnA== 0001209191-09-041408.txt : 20090820 0001209191-09-041408.hdr.sgml : 20090820 20090820161554 ACCESSION NUMBER: 0001209191-09-041408 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080219 FILED AS OF DATE: 20090820 DATE AS OF CHANGE: 20090820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herndon Daniel Rogers ` CENTRAL INDEX KEY: 0001418545 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16455 FILM NUMBER: 091026797 MAIL ADDRESS: STREET 1: 1000 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RRI ENERGY INC CENTRAL INDEX KEY: 0001126294 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 760655566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-497-3000 MAIL ADDRESS: STREET 1: 1000 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RELIANT ENERGY INC DATE OF NAME CHANGE: 20040423 FORMER COMPANY: FORMER CONFORMED NAME: RELIANT RESOURCES INC DATE OF NAME CHANGE: 20001013 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0303 4/A 2008-02-19 2008-02-21 0 0001126294 RRI ENERGY INC RRI 0001418545 Herndon Daniel Rogers ` 1000 MAIN STREET 12TH FLOOR HOUSTON TX 77002 0 1 0 0 EVP, Strategic Plnng/Bus Devmt Performance Cash Units 0.00 2008-02-19 4 A 0 13167 0.00 A 2011-02-19 Common Stock 13167 13167 D Cash Units 0.00 2009-05-17 4 M 0 30000 0.00 D 2009-05-17 2009-05-17 Common Stock 30000 0 D Each cash unit, subject to achievement of the performance condition, is the economic equivalent of one share of RRI Energy, Inc. common stock. The cash units are paid in cash on the vesting date based on the vesting date closing stock price, subject to withholding for taxes. Each cash unit vests and is paid upon RRI Energy, Inc.'s achievement of a stock price of at least $32 for 20 consecutive trading days at any time during the three-year term ended February 19, 2011. Each cash unit is the economic equivalent of one share of RRI Energy, Inc. common stock. The cash units were paid in cash on the vesting date based on the vesting date closing stock price, less withholding for taxes. /s/ D. Rogers Herndon 2009-08-20 -----END PRIVACY-ENHANCED MESSAGE-----