0001126234-24-000075.txt : 20240607 0001126234-24-000075.hdr.sgml : 20240607 20240607160723 ACCESSION NUMBER: 0001126234-24-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240605 FILED AS OF DATE: 20240607 DATE AS OF CHANGE: 20240607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zoth Lota S. CENTRAL INDEX KEY: 0001278219 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35342 FILM NUMBER: 241029376 MAIL ADDRESS: STREET 1: 334 CR 692 CITY: BUFFALO GAP STATE: TX ZIP: 79508 FORMER NAME: FORMER CONFORMED NAME: ZOTH LOTA S DATE OF NAME CHANGE: 20040130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUMOS PHARMA, INC. CENTRAL INDEX KEY: 0001126234 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 421491350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4200 MARATHON BLVD. STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78756 BUSINESS PHONE: 512-215-2630 MAIL ADDRESS: STREET 1: 4200 MARATHON BLVD. STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78756 FORMER COMPANY: FORMER CONFORMED NAME: NEWLINK GENETICS CORP DATE OF NAME CHANGE: 20001012 4 1 wk-form4_1717790834.xml FORM 4 X0508 4 2024-06-05 0 0001126234 LUMOS PHARMA, INC. (LUMO) 0001278219 Zoth Lota S. 4200 MARATHON BLVD. SUITE 200 AUSTIN TX 78756 1 0 0 0 0 Stock Option (Right to Buy) 2.35 2024-06-05 4 A 0 3328 0 A 2034-06-04 Common Stock 3328 3328 D Grant to the Reporting Person of a nonstatutory stock option under the Issuer's 2009 Equity Incentive Plan (the "Plan"). One hundred percent (100%) of the shares shall vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the first Annual Meeting following the date of grant, in each case subject to the Reporting Person's continuous service as of such date. The option expires ten years after the date of grant. /s/ Ryan Trytten, attorney-in-fact 2024-06-07