0001126234-16-000329.txt : 20161216
0001126234-16-000329.hdr.sgml : 20161216
20161216175306
ACCESSION NUMBER: 0001126234-16-000329
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161214
FILED AS OF DATE: 20161216
DATE AS OF CHANGE: 20161216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWLINK GENETICS CORP
CENTRAL INDEX KEY: 0001126234
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 421491350
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2503 SOUTH LOOP DRIVE
STREET 2: SUITE 5100
CITY: AMES
STATE: IA
ZIP: 50010
BUSINESS PHONE: 515-296-5555
MAIL ADDRESS:
STREET 1: 2503 SOUTH LOOP DRIVE
STREET 2: SUITE 5100
CITY: AMES
STATE: IA
ZIP: 50010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Langren Carl W.
CENTRAL INDEX KEY: 0001591245
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35342
FILM NUMBER: 162057316
MAIL ADDRESS:
STREET 1: C/O NEWLINK GENETICS CORPORATION
STREET 2: 2503 SOUTH LOOP DRIVE
CITY: AMES
STATE: IA
ZIP: 50010
4
1
wf-form4_148192877342542.xml
FORM 4
X0306
4
2016-12-14
0
0001126234
NEWLINK GENETICS CORP
(NLNK)
0001591245
Langren Carl W.
C/O NEWLINK GENETICS CORPORATION
2503 SOUTH LOOP DR., SUITE 5100
AMES
IA
50010
0
1
0
0
Principal Accounting Officer
Common Stock
2016-12-14
4
S
0
3943
10.85
D
10691
D
Common Stock
49691
I
By Spouse's Trust
Includes 2,850 restricted stock units ("RSUs") previously reported as holdings of the Reporting Person granted under the Issuer's 2009 Equity Incentive Plan (the "Plan"). The RSUs will vest, and shares will be delivered to the Reporting Person in a series of two successive annual installments with the next installment occurring on January 2, 2017, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
Includes 3,825 RSUs previously reported as holdings of the Reporting Person granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person in a series of three successive annual installments with the next installment occurring on January 2, 2017, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
Includes 3,142 RSUs previously reported as holdings of the Reporting Person granted under the Plan. The RSUs will vest, and shares will be delivered to the Reporting Person in a series of four successive annual installments with the next installment occurring on January 4, 2017, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
/s/ Ryan Trytten, attorney-in-fact
2016-12-16