0001567619-18-005042.txt : 20181102 0001567619-18-005042.hdr.sgml : 20181102 20181102193351 ACCESSION NUMBER: 0001567619-18-005042 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181018 FILED AS OF DATE: 20181102 DATE AS OF CHANGE: 20181102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lokuge Ishantha CENTRAL INDEX KEY: 0001665857 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33031 FILM NUMBER: 181158456 MAIL ADDRESS: STREET 1: C/O SHUTTERFLY, INC. STREET 2: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHUTTERFLY INC CENTRAL INDEX KEY: 0001125920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PHOTOFINISHING LABORATORIES [7384] IRS NUMBER: 943330068 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-610-5200 MAIL ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4/A 1 doc1.xml FORM 4/A X0306 4/A 2018-10-18 2018-10-22 0 0001125920 SHUTTERFLY INC SFLY 0001665857 Lokuge Ishantha C/O SHUTTERFLY, INC. 2800 BRIDGE PARKWAY REDWOOD CITY CA 94065 0 1 0 0 SVP and Chief Product Officer Common Stock 2018-10-18 4 M 0 2500 0 A 6260 D Common Stock 2018-10-18 4 S 0 1247 61.55 D 5013 D Common Stock 2018-10-19 4 S 0 3760 61.2976 D 1253 D Common Stock 2018-10-22 4 S 0 1253 61.4095 D 0 D Vesting of restricted stock units ("RSUs") granted to the Reporting Person on October 18, 2016. Represents the aggregate number of shares of the Issuer's common stock automatically sold by the Reporting Person to cover taxes due upon the release and settlement of the RSU's. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this row for any reason other than to cover required taxes. As the result of a broker administrative error, the number of shares that were automatically sold on October 18, 2018 to cover taxes due upon the release and settlement of the RSU's was under-reported in the Form 4 that was filed by the Reporting Person with the U.S. Securities and Exchange Commission on October 22, 2018. This amendment corrects such error and subsequent transactions that were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $60.89 to $61.88 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $61.01 to $61.55 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. /s/ Jason Sebring, Attorney-in-Fact 2018-11-02