0001140361-16-087137.txt : 20161117 0001140361-16-087137.hdr.sgml : 20161117 20161117190223 ACCESSION NUMBER: 0001140361-16-087137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161115 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHUTTERFLY INC CENTRAL INDEX KEY: 0001125920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PHOTOFINISHING LABORATORIES [7384] IRS NUMBER: 943330068 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-610-5200 MAIL ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACKWOOD-KAPRAL LISA CENTRAL INDEX KEY: 0001651687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33031 FILM NUMBER: 162006174 MAIL ADDRESS: STREET 1: C/O SHUTTERFLY STREET 2: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 doc1.xml FORM 4 X0306 4 2016-11-15 0 0001125920 SHUTTERFLY INC SFLY 0001651687 BLACKWOOD-KAPRAL LISA C/O SHUTTERFLY, INC. 2800 BRIDGE PARKWAY REDWOOD CITY CA 94065 0 1 0 0 Chief Accounting Officer Common Stock 2016-11-15 4 M 0 1900 0 A 1900 D Common Stock 2016-11-15 4 S 0 721 49.2594 D 1179 D Common Stock 2016-11-17 4 S 0 1179 50.3472 D 0 D Restricted Stock Units 2016-11-15 4 M 0 1900 0 D Common Stock 1900 1900 D Vesting of restricted stock units ("RSUs") granted to the Reporting Person on November 4, 2013. Represents shares sold to cover taxes due upon vesting and settlement of the RSU. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.0528 to $49.26 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2016. The RSU represents a contingent right to receive one (1) share of Issuer common stock under the Issuer's 2006 Equity Incentive Plan. This award vests in 4 equal annual installments. The first and second installments vested on November 15, 2014 and November 15, 2015, and the third installment vested on November 15, 2016. /s/ Ray Amanquah, Attorney-in-Fact 2016-11-17