0001140361-16-083213.txt : 20161020 0001140361-16-083213.hdr.sgml : 20161020 20161020201030 ACCESSION NUMBER: 0001140361-16-083213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161018 FILED AS OF DATE: 20161020 DATE AS OF CHANGE: 20161020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHUTTERFLY INC CENTRAL INDEX KEY: 0001125920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PHOTOFINISHING LABORATORIES [7384] IRS NUMBER: 943330068 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-610-5200 MAIL ADDRESS: STREET 1: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lokuge Ishantha CENTRAL INDEX KEY: 0001665857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33031 FILM NUMBER: 161945147 MAIL ADDRESS: STREET 1: C/O SHUTTERFLY, INC. STREET 2: 2800 BRIDGE PARKWAY CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 doc1.xml FORM 4 X0306 4 2016-10-18 0 0001125920 SHUTTERFLY INC SFLY 0001665857 Lokuge Ishantha C/O SHUTTERFLY, INC. 2800 BRIDGE PARKWAY REDWOOD CITY CA 94065 0 1 0 0 SVP and Chief Product Officer Common Stock 2016-10-19 4 S 0 3570 43.60 D 3930 D Common Stock 2016-10-20 4 S 0 3730 43.0095 D 200 D Common Stock 2016-10-20 4 S 0 200 43.68 D 0 D Restricted Stock Units 0 2016-10-18 4 A 0 10000 0 A Common Stock 10000 10000 D Represents shares sold to cover taxes due upon vesting of the restricted stock units ("RSUs") on October 15, 2016, as reported in a Form 4 filed by the Reporting Person on October 18, 2016. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $43.60 to $43.68 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2016. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $42.52 to $43.38 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $43.54 to $43.82 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Each of these RSUs represents a contingent right to receive one (1) share of Issuer common stock upon settlement for no consideration. This award vests in 4 equal annual installments beginning October 18, 2017. /s/ Ray Amanquah, Attorney-in-Fact 2016-10-20