-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FkEoxz8l2E2/X7MWBHgv21ENXcE9zTZyVVfu0QaHjYalmxnf4mt6pj2MWgABlOGw Fxfh47Wo0aMAzypaCzdnnQ== 0001005477-07-005201.txt : 20071003 0001005477-07-005201.hdr.sgml : 20071003 20071003192056 ACCESSION NUMBER: 0001005477-07-005201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071001 FILED AS OF DATE: 20071003 DATE AS OF CHANGE: 20071003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHUTTERFLY INC CENTRAL INDEX KEY: 0001125920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PHOTOFINISHING LABORATORIES [7384] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2800 BRIDGE PARKWAY STREET 2: STE 101 CITY: REDWOOD CITY STATE: CA ZIP: 94065 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOUSENBOLD JEFFREY T CENTRAL INDEX KEY: 0001376445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33031 FILM NUMBER: 071155062 BUSINESS ADDRESS: BUSINESS PHONE: (650) 610-5200 MAIL ADDRESS: STREET 1: C/O SHUTTERFLY INC STREET 2: 2800 BRIDGE PARKWAY SUITE 101 CITY: REDWOOD CITY STATE: CA ZIP: 94065 4 1 edgar123.xml FORM 4 X0202 4 2007-10-01 0 0001125920 SHUTTERFLY INC SFLY 0001376445 HOUSENBOLD JEFFREY T C/O SHUTTERFLY INC 2800 BRIDGE PARKWAY SUITE 101 REDWOOD CITY CA 94065 0 1 0 0 PRESIDENT & CEO Common Stock 2007-10-01 4 M 0 30000 5.50 A 30000 D Common Stock 2007-10-01 4 S 0 100 30.70 D 29900 D Common Stock 2007-10-01 4 S 0 300 30.71 D 29600 D Common Stock 2007-10-01 4 S 0 600 30.73 D 29000 D Common Stock 2007-10-01 4 S 0 600 30.74 D 28400 D Common Stock 2007-10-01 4 S 0 400 30.76 D 28000 D Common Stock 2007-10-01 4 S 0 200 30.81 A 27800 D Common Stock 2007-10-01 4 S 0 100 30.82 D 27700 D Common Stock 2007-10-01 4 S 0 1100 30.85 D 26600 D Common Stock 2007-10-01 4 S 0 200 30.86 D 26400 D Common Stock 2007-10-01 4 S 0 1300 30.87 D 25100 D Common Stock 2007-10-01 4 S 0 400 30.89 D 24700 D Common Stock 2007-10-01 4 S 0 300 30.90 D 24400 D Common Stock 2007-10-01 4 S 0 300 30.95 D 24100 D Common Stock 2007-10-01 4 S 0 700 30.99 D 23400 D Common Stock 2007-10-01 4 S 0 500 31.02 D 22900 D Common Stock 2007-10-01 4 S 0 1100 31.05 D 21800 D Common Stock 2007-10-01 4 S 0 300 31.07 D 21500 D Common Stock 2007-10-01 4 S 0 500 31.10 D 21000 D Common Stock 2007-10-01 4 S 0 300 31.19 D 20700 D Common Stock 2007-10-01 4 S 0 100 31.36 D 20600 D Common Stock 2007-10-01 4 S 0 300 31.40 D 20300 D Common Stock 2007-10-01 4 S 0 900 31.62 D 19400 D Common Stock 2007-10-01 4 S 0 700 31.63 D 18700 D Employee Stock Option (Right to Buy) 5.5 2007-10-01 4 M 0 30000 0 D 2015-01-16 Common Stock 30000 988146 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2007 Option vests as to 25% of the shares subject to the grant on January 17, 2006, and as to an additional 1/48th of the total number of shares subject to the grant at the end of each full month thereafter. The reporting person's transactions exceed the SEC's maximum filing limitation and are continued on a subsequent Form 4 filed concurrently herewith. This Statement confirms that the undersigned, Jeffrey T. Housenbold, has authorized and designated John A. Kaelle and Douglas Appleton to execute and file on the undersigned's behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigned's ownership of or transactions in securities of Shutterfly, Inc. The authority of John A. Kaelle and Douglas Appleton under this Statement shall continue until the undersigned is no longer required to file Forms 3, 4, and 5 with regard to the undersigned's ownership of or transactions in securities of Shutterfly, Inc., unless earlier revoked in writing. The undersigned acknowledges that John A. Kaelle and Douglas Appleton are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. /s/ Jeffrey T. Housenbold Date: September 28, 2006 /s/ Douglas Appleton Attorney-in-fact 2007-10-03 -----END PRIVACY-ENHANCED MESSAGE-----