-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OyuW0sfBFhBUSGmc/O9PnVRrjv8UfFzkSdOJ96Tzr5KdNPF7XOuqDx4wRADhEiz0 J9BCGqgCGJyRKNHYkt4T7Q== 0001181431-06-034255.txt : 20060601 0001181431-06-034255.hdr.sgml : 20060601 20060601134216 ACCESSION NUMBER: 0001181431-06-034255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060530 FILED AS OF DATE: 20060601 DATE AS OF CHANGE: 20060601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WASTE INDUSTRIES USA INC CENTRAL INDEX KEY: 0001125845 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 560954929 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 9193254000 MAIL ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 FORMER COMPANY: FORMER CONFORMED NAME: WASTE HOLDINGS INC DATE OF NAME CHANGE: 20001004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Auten Harrell J III CENTRAL INDEX KEY: 0001331134 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31050 FILM NUMBER: 06879455 BUSINESS ADDRESS: BUSINESS PHONE: 919-325-3000 MAIL ADDRESS: STREET 1: 3301 BENSON DRIVE STREET 2: SUITE 601 CITY: RALEIGH STATE: NC ZIP: 27609 4 1 rrd120268.xml FORM 4 - STOCK OPTION GRANT 5/06 X0202 4 2006-05-30 0 0001125845 WASTE INDUSTRIES USA INC WWIN 0001331134 Auten Harrell J III 3301 BENSON DRIVE SUITE 601 RALEIGH NC 27609 0 1 0 0 VP, Sales and Marketing Common Stock 2006-05-30 4 M 0 1063 6.55 A 5363 D Common Stock 2006-05-30 4 M 0 137 10.72 A 5500 D Stock Option (Right to Buy) 15.25 2009-04-01 Common Stock 1500 1500 D Stock Option (Right to Buy) 6.55 2006-05-30 4 M 0 1063 0 D 2008-04-22 Common Stock 1063 1715 D Stock Option (Right to Buy) 10.72 2006-05-30 4 M 0 137 0 D 2009-05-04 Common Stock 137 6533 D Stock Option (Right to Buy) 13.90 2010-05-11 Common Stock 4745 4745 D Stock Option (Right to Buy) 21.02 2011-04-06 Common Stock 6010 6010 D The stock options granted to the Reporting Person in April 1999 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 1, 2003, based on continued employment. The stock options granted to the Reporting Person in April 2003 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 22, 2007, based on continued employment. The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment. The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment. The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment. Harrell J. Auten, III 2006-06-01 -----END PRIVACY-ENHANCED MESSAGE-----