-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qqd+U3lWgbYQZePIYygU76kPTvd9YJhY2t4RQAQZWtKT25NUehX6jK5p8FEkZLJL udsAA1RGuG0YWVEwFIFwyQ== 0000895345-07-000568.txt : 20071101 0000895345-07-000568.hdr.sgml : 20071101 20071101170707 ACCESSION NUMBER: 0000895345-07-000568 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 6 FILED AS OF DATE: 20071101 DATE AS OF CHANGE: 20071101 GROUP MEMBERS: GOLDMAN, SACHS & CO. GROUP MEMBERS: GS DIRECT, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WASTE INDUSTRIES USA INC CENTRAL INDEX KEY: 0001125845 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 560954929 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-78051 FILM NUMBER: 071207684 BUSINESS ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: 9193254000 MAIL ADDRESS: STREET 1: 3301 BENSON DR STREET 2: STE 601 CITY: RALEIGH STATE: NC ZIP: 27609 FORMER COMPANY: FORMER CONFORMED NAME: WASTE HOLDINGS INC DATE OF NAME CHANGE: 20001004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC/ CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1124 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 SC 13D 1 rs13d-waste_gsgroup.htm SCHEDULE 13D rs13d-waste_gsgroup.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No.)*

Waste Industries USA, Inc.
(Name of Issuer)

Common Stock (No Par Value)
(Title of Class of Securities)
 
941057 10 1
(CUSIP Number)
 
Ben I. Adler, Esq.
Goldman, Sachs & Co.
One New York Plaza
New York, NY 10004
(212) 902−1000
 
(Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications)
 
Copy to:
Robert C. Schwenkel
Fried, Frank, Harris, Shriver & Jacobson LLP
One New York Plaza
New York, NY 10004
(212) 859-8000
October 22, 2007
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o.

*The remainder of this cover page will be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise subject to the liabilities of that section of the Act but will be subject to all other provisions of the Act (however, see the Notes).
 


 
 
 
CUSIP No. 941057 10 1
SCHEDULE 13D
Page 2 of 55 Pages 
 
 
 

1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
The Goldman Sachs Group, Inc.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                                                                                                                    (a) o
                                                   (b) x
 
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e)                                                                                                                                                                       ;                               o
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF
 
SHARES
7
SOLE VOTING POWER
 
0
 
BENEFICIALLY
 
OWNED BY
8
SHARED VOTING POWER
 
33,737
 
EACH
 
REPORTING
9
SOLE DISPOSITIVE POWER
 
0
 
PERSON
 
WITH
10
SHARED DISPOSITIVE POWER
 
33,737
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
33,737
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                x1
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
0.2%2
 
14
TYPE OF REPORTING PERSON
 
HC-CO
 
 
 
       
 
1 This filing does not reflect any shares of Common Stock (as defined herein) that may be deemed to be beneficially owned by The Goldman Sachs Group, Inc. as a result of membership in a “group” within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and The Goldman Sachs Group, Inc. disclaims such membership.
 
2 Based on 14,109,670 shares of Common Stock outstanding on August 9, 2007, as reported in the Issuer’s Form 10-Q for the fiscal quarter ended June 30, 2007, filed with the Securities and Exchange Commission on August 9, 2007 (the “Reported Shares Outstanding”).
 


 

 
 
 
CUSIP No. 941057 10 1
SCHEDULE 13D
Page 3 of 55 Pages 
 
 
 

1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
Goldman, Sachs & Co.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                                                                                                                    (a) o
                                                   (b) x
 
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
AF; WC; OO
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e)                                                                                                                                                                     60;                               x
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
New York
 
NUMBER OF
 
SHARES
7
SOLE VOTING POWER
 
0
 
BENEFICIALLY
 
OWNED BY
8
SHARED VOTING POWER
 
33,737
 
EACH
 
REPORTING
9
SOLE DISPOSITIVE POWER
 
0
 
PERSON
 
WITH
10
SHARED DISPOSITIVE POWER
 
33,737
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
33,737
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                                                                                x3
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
0.2%4
 
14
TYPE OF REPORTING PERSON
 
BD-PN-IA
 
 
 
       
 
3 This filing does not reflect any shares of Common Stock (as defined herein) that may be deemed to be beneficially owned by Goldman, Sachs & Co. as a result of membership in a “group” within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and Goldman, Sachs & Co. disclaims such membership.
 
4 Based on the Reported Shares Outstanding.




 
 
 
CUSIP No. 941057 10 1
SCHEDULE 13D
Page 4 of 55 Pages 
 
 
 

1
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
GS Direct, L.L.C.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP                                                                                                                                    (a) o
                                                   (b) x
 
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS
 
OO
 
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e)                                                                                                                                                                    60;                                o
 
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF
 
SHARES
7
SOLE VOTING POWER
 
0
 
BENEFICIALLY
 
OWNED BY
8
SHARED VOTING POWER
 
33,737
 
EACH
 
REPORTING
9
SOLE DISPOSITIVE POWER
 
0
 
PERSON
 
WITH
10
SHARED DISPOSITIVE POWER
 
33,737
 
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
33,737
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES                                                                                                x5
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
0.2%6
 
14
TYPE OF REPORTING PERSON
 
OO
 
 
 
       
 
5 This filing does not reflect any shares of Common Stock (as defined herein) that may be deemed to be beneficially owned by GS Direct, L.L.C. as a result of membership in a “group” within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, and GS Direct, L.L.C. disclaims such membership.
 
6 Based on the Reported Shares Outstanding.




ITEM 1.                      Security and Issuer.

This statement on Schedule 13D (this “Schedule 13D”) relates to the common stock, no par value (“Common Stock”), of Waste Industries USA, Inc. (the “Issuer”).  The principal executive offices of the Issuer are located at 3301 Benson Drive, Suite 601, Raleigh, North Carolina 27609.

ITEM 2.                      Identity and Background.

This statement is being filed by The Goldman Sachs Group, Inc. (“GS Group”), Goldman, Sachs & Co. (“Goldman Sachs”), and GS Direct, L.L.C. (“GS Direct” and collectively with GS Group and Goldman Sachs, the “Reporting Persons”).7
 
GS Group is a Delaware corporation and holding company that (directly and indirectly through subsidiaries or affiliated companies or both) is a leading investment banking organization.  Goldman Sachs, a New York limited partnership, is an investment banking firm and a member of the New York Stock Exchange and other national exchanges. Goldman Sachs also serves as the manager for GS Direct.  Goldman Sachs is wholly-owned, directly and indirectly, by GS Group. GS Direct, a wholly-owned subsidiary of GS Group, is a Delaware limited liability company that invests capital primarily alongside corporate and sponsor clients in situations in which access to its or its affiliates’ capital, relationships, or advisory services can enhance the value of the investment.  The principal address of each Reporting Person is 85 Broad Street, New York, NY 10004.
 
The name, business address, present principal occupation or employment and citizenship of each director of GS Group are set forth in Schedule I hereto and are incorporated herein by reference. The name, business address, present principal occupation or employment and citizenship of each member of the Principal Investment Area GS Direct Investment Sub-Committee of Goldman Sachs, which is responsible for reviewing all material investing and harvesting transactions proposed to be entered into by GS Direct, are set forth in Schedule II-A hereto and are incorporated herein by reference.  The name, business address, present principal occupation or employment and citizenship of each officer of GS Direct are set forth in Schedule II-B hereto and are incorporated herein by reference.
 
During the last five years, none of the Reporting Persons nor, to the knowledge of each of the Reporting Persons, any of the person listed on Schedules I, II-A or II-B hereto, (i) has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) except as set forth on Schedule III hereto, has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws.
 
The Reporting Persons have entered into a Joint Filing Agreement, dated as of November 1, 2007, a copy of which is attached hereto as Exhibit 7.01.

       
 
Neither the present filing nor anything contained herein shall be construed as an admission that any Reporting Person constitutes a "person" for any purpose other than for compliance with Section 13(d) of the Securities Exchange Act of 1934, as amended.
 
 

ITEM 3.                      Source and Amount of Funds or Other Consideration.

Funds for the Common Stock acquired in ordinary course trading activities by Goldman Sachs or another wholly-owned broker or dealer subsidiary of GS Group and reported as beneficially owned came from the working capital of Goldman Sachs or other such subsidiary.  It is anticipated that funding for the Proposal (as defined in Item 4 below) will be in the form of (1) cash contributed to the acquisition vehicle formed by the Investors (as defined in Item 4 below) and (2) debt financing.  In addition, it is anticipated that a portion of the shares of Common Stock, currently held by Lonnie C. Poole Jr., the Chairman of the Board of Directors of the Issuer, certain Poole family members and entities (together with Mr. Poole, the “Poole Members”), and Jim W. Perry, President, Chief Executive Office, and Director of the Issuer, will be contributed to the acquisition vehicle.  The description of the Proposal set forth in Item 4 below is incorporated by reference in its entirety into this Item 3.

ITEM 4.                      Purpose of Transaction.

On October 22, 2007, Mr. Poole, Mr. Perry, GS Direct, and Macquarie Infrastructure Partners Inc. (“MIP” and collectively with the Poole Members, Mr. Perry, and GS Direct, the “Investors”) delivered a letter (the “Proposal Letter”) to the Special Committee of the Board of Directors of the Issuer in which it was proposed that the Investors would offer to acquire by merger, through a newly-formed entity, for a purchase price of $36.75 in cash per share, all of the outstanding shares of the Issuer’s Common Stock, other than any shares held by the acquisition vehicle, the Poole Members, Mr. Perry, and other members of the Issuer’s senior management team that are to be invested in the transaction (the “Proposal”). The Proposal Letter states that no binding obligation on the part of any person will arise with respect to the Proposal or any transaction until a mutually acceptable definitive merger agreement, for the acquisition of the outstanding Common Stock of the Issuer, is executed and delivered.  A copy of the Proposal Letter is filed as Exhibit 7.02 to this Schedule 13D, and is incorporated by reference into this Item 4.  No guarantees can be given that the proposed merger will be consummated.
 
In connection with the Proposal, the Investors entered into a Support Agreement, dated October 22, 2007, (the “Support Agreement”) whereby the Poole Members and Mr. Perry agreed to support and vote in favor of the Proposal and the transactions contemplated thereby, to vote against any action or agreement that would result in a breach of any representation, warranty, covenant, agreement or other obligation of the Issuer in the merger agreement, against any alternative proposal, and against any agreement (or amendment to any agreement in existence on the date hereof), amendment of the Issuer’s charter documents or other action that is intended or could reasonably be expected to prevent, impede, interfere with, delay, postpone or discourage the consummation of the merger. The Support Agreement is filed as Exhibit 7.03 to this Schedule 13D, and is incorporated by reference into this Item 4.
 
The Board of Directors has established a special committee of independent directors (the “Special Committee”) that has retained independent financial and legal advisors to consider the Proposal.  After delivery of the Proposal, the Investors presented the Special Committee with drafts of a merger agreement, forms of commitment letters from the Investors, and a debt commitment letter from Wachovia Bank, N.A., HSBC Securities (USA) Inc., and HSBC Bank, N.A. (the “Debt Commitment Letter”) to facilitate their consideration of the Proposal.  The Debt Commitment Letter is filed as Exhibit 7.04 to this Schedule 13D and is incorporated by reference into this Item 4.  The Investors reserved the right to withdraw the Proposal at any time.
 
The Proposal could result in one or more of the actions specified in clauses (a)-(j) of Item 4 of Schedule 13D, including the acquisition or disposition of additional securities of the Issuer, a merger or other extraordinary transaction involving the Issuer, a change to the present board of directors of the Issuer, a change to the present capitalization or dividend policy of the Issuer, the delisting of the Issuer’s securities from the NASDAQ National Market System, and the causing of a class of equity securities of the Issuer to become eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”).  One or more of the Reporting Persons are expected to take actions in furtherance of the Proposal or any amendment thereof.

ITEM 5.                      Interests in Securities of the Issuer.
 
(a)  As of October 22, 2007, GS Group, Goldman Sachs, and GS Direct, or another wholly-owned broker or dealer subsidiary of GS Group, may be deemed to beneficially own 33,737 shares of Common Stock, which were acquired in ordinary course trading activities by Goldman Sachs or another wholly-owned subsidiary of GS Group.  Such 33,737 shares of Common Stock constitute 0.2% of the outstanding shares of Common Stock, based on the Reported Shares Outstanding.
 
The aggregate shares of Common Stock described above does not include shares of Common Stock beneficially owned by any other member of any “group” within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, in which GS Group, Goldman Sachs, or GS Direct may be deemed a member.
 
As a  result of the matters described in Item 4 above, the Reporting Persons may be deemed to constitute a “group”, within the meaning of Section 13(d)(3) of the Exchange Act, with, among others, the Poole Members and Mr. Perry. The Reporting Persons do not have affirmative information about any shares that may be beneficially owned by such other persons, other than the 6,027,738 shares of Common Stock reported as beneficially owned by the Poole Members and the 1,376,864 shares of Common Stock reported as beneficially owned by Mr. Perry in the Issuer’s Schedule 14A, filed with the SEC on April 30, 2007.  Each Reporting Person hereby disclaims membership in any “group” with any person and disclaims beneficial ownership of any shares of Common Stock that may be or are beneficially owned by, among others, the Poole Members and Mr. Perry.
 
In accordance with Securities and Exchange Commission Release No. 34-395538 (January 12, 1998) (the “Release”), this filing reflects the securities beneficially owned by certain operating units (collectively, the “Goldman Sachs Reporting Units”) of GS Group and its subsidiaries and affiliates (collectively, “GSG”). This filing does not reflect securities, if any, beneficially owned by any operating units of GSG whose ownership of securities is disaggregated from that of the Goldman Sachs Reporting Units in accordance with the Release.  The Goldman Sachs Reporting Units disclaim beneficial ownership of the securities beneficially owned by (i) any client accounts with respect to which the Goldman Sachs Reporting Units or their employees have investment discretion, and (ii) certain investment entities of which the Goldman Sachs Reporting Units acts as the general partner, managing general partner or other manager, to the extent interests in such entities are held by persons other than the Goldman Sachs Reporting Units.

(b)  Each Reporting Person shares the power to vote or direct the vote and to dispose or direct the disposition of shares of Common Stock beneficially owned by such Reporting Person as indicated herein.

(c)  Schedule IV sets forth transactions in the Common Stock which were effected during the past sixty day period from August 23, 2007 through October 22, 2007, all of which were effected in the ordinary course of business of Goldman Sachs or another wholly-owned broker or dealer subsidiary of GS Group.  The transactions in the Common Stock described in Schedule IV were effected on the over-the-counter market.
  
Except as set forth in Schedule IV hereto, no transactions in the Common Stock were effected by the Reporting Persons or, to the knowledge of any of the Reporting Persons, any of the persons listed on Schedule I, Schedule II-A and Schedule II-B hereto, during the past sixty day period from August 23, 2007 through October 22, 2007.

(d)  No other person is known by any Reporting Person to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any shares of Common Stock.

(e)  Not applicable.
 
ITEM 6.       Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

The description of the Proposal set forth in Item 4 above is incorporated by reference in its entirety into this Item 6.

ITEM 7.                      Material to Be Filed as Exhibits.

EXHIBIT
DESCRIPTION
   
7.01
Joint Filing Agreement, dated as of November 1, 2007, by and among The Goldman Sachs Group, Inc., Goldman, Sachs & Co., and GS Direct, L.L.C.
   
7.02
Proposal Letter, dated October 22, 2007.
   
7.03
Support Agreement, dated October 22, 2007.
   
7.04     Debt Commitment Letter, dated October 22, 2007. 
   
7.05
Power of Attorney, dated November 7, 2005, relating to The Goldman Sachs Group, Inc. (incorporated by reference to Exhibit 8 to the Reporting Persons’ Schedule 13D filed in respect of HealthMarkets, Inc. on April 17, 2006).
   
7.06
Power of Attorney, dated November 7, 2005, relating to Goldman, Sachs & Co. (incorporated by reference to Exhibit 9 to the Reporting Persons’ Schedule 13D filed in respect of HealthMarkets, Inc. on April 17, 2006).
   
7.07
Power of Attorney, dated August 24, 2007, relating to GS Direct, L.L.C.



 


SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


 
 
  November 1, 2007  

 
  THE GOLDMAN SACHS GROUP, INC.  
       
 
By:
 
/s/ Yvette Kosic
 
    Name:  Yvette Kosic   
    Title:    Attorney-in-fact  
       

 
  GOLDMAN, SACHS & CO.  
       
 
By:
 
/s/ Yvette Kosic
 
    Name:  Yvette Kosic   
    Title:    Attorney-in-fact   
       

 
  GS DIRECT, L.L.C.  
       
 
By:
 
/s/ Yvette Kosic
 
    Name:  Yvette Kosic    
    Title:    Attorney-in-fact    
       

 

 

SCHEDULE I
 
The name and present principal occupation of each director of The Goldman Sachs Group, Inc. is set forth below.
 
The business address of each person listed below is c/o Goldman, Sachs & Co., 85 Broad Street, New York, NY 10004.
 
Each person is a citizen of the United States of America except for Claes Dahlback, who is a citizen of Sweden.

NAME
PRESENT PRINCIPAL OCCUPATION
 
Lloyd C. Blankfein.
Chairman of the Board and Chief Executive Officer of The Goldman Sachs Group, Inc.
   
Gary D. Cohn
President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc.
   
Jon Winkelreid
President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc.
   
John H. Bryan
Retired Chairman and Chief Executive Officer of Sara Lee Corporation
   
Claes Dahlback
Senior Advisor to Investor AB and Executive Director of Thisbe AB
   
Stephen Friedman
Chairman of Stone Point Capital
   
William W. George
Professor of Management Practice at the Harvard Business School, Retired Chairman and Chief Executive Officer of Medtronic, Inc.
   
Rajat K. Gupta
Senior Partner of McKinsey & Company
   
James A. Johnson
Vice Chairman of Perseus, L.L.C.
   
Lois D. Juliber
Retired Vice Chairman of Colgate-Palmolive Company
   
Edward M. Liddy
Chairman of The Allstate Corporation
   
Ruth J. Simmons
President of Brown University
 
 

 

 
 
The name and present principal occupation of each member of the Principal Investment Area GS Direct Investment Sub-Committee of Goldman, Sachs & Co., which exercises the authority of Goldman, Sachs & Co. in reviewing all material investing and harvesting transactions proposed to be entered into by GS Direct, L.L.C., are set forth below.
 
The business address for each member listed below is c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004, except as follows: The business address of Byron D. Trott and Muneer A. Satter is 71 South Wacker Drive, Chicago, IL 60606.
 
All members listed below are United States citizens, except as follows: Ravi Sinha is a citizen of India and the United States.

NAME
PRESENT PRINCIPAL OCCUPATION
   
Richard A. Friedman
Managing Director of Goldman, Sachs & Co.
   
Henry Cornell
Managing Director of Goldman, Sachs & Co.
   
Muneer A. Satter
Managing Director of Goldman, Sachs & Co.
   
Stephen M. Scherr
Managing Director of Goldman, Sachs & Co.
   
Ravi Sinha
Managing Director of Goldman, Sachs & Co.
   
Byron D. Trott
Managing Director of Goldman, Sachs & Co.
   
Gerald J. Cardinale
Managing Director of Goldman, Sachs & Co.

 

 

 
SCHEDULE II-B

The name, position, and present principal occupation of each executive officer of GS Direct, L.L.C. are set forth below.

The business address for all the executive officers listed below is c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004, except as follows: The business address of Hughes B. Lepic, Robert R. Gheewalla, Michael M. Furth, Sanjay H. Patel, Steffen J. Kastner, Bjorn P. Killmer, Martin Hintze, Joanna Dzuibak Hislop, and Steven R. Sher is Peterborough Court, 133 Fleet Street, London EC4A 2BB, England.  The business address of Sang Gyun Ahn, Hsueh J. Sung, Stephanie M. Hui, and Andrew Wolff is Cheung Kong Center, 68th Floor, 2 Queens Road, Central, Hong Kong.  The business address of Joseph P. DiSabato is 555 California Street, San Franciso, CA 94104.  The business address of Muneer A. Satter is 71 South Wacker Drive, Chicago, IL 60606. The business address of Ankur A. Sahu is Roppongi Hills, Mori Tower, Level 43-48, 10-1, Roppongi 6-chome, Minato-ku, Tokyo, 106-6147, Japan.

All executive officers listed below are United States citizens, except as follows: Hughes B. Lepic is a citizen of France; Adrian M. Jones is a citizen of Ireland; Bjorn P. Killmer, Steffen J. Kastner, Martin Hintze, and Oliver Thym are citizens of Germany; Hsueh Sung is a citizen of Taiwan; Ankur A. Sahu and Sanjay H. Patel are citizens of India; Sang Gyun Ahn is a citizen of South Korea; Stephanie M. Hui is a citizen of Hong Kong; Steven R. Sher is a citizen of South Africa; Joanna Dzuibak Hislop, Sarah E. Smith, Stephanie M. Hui, and Steven R. Sher are citizens of the United Kingdom; and Michael M. Furth is a citizen of Ireland and the United States.

NAME
POSITION
PRESENT PRINCIPAL OCCUPATION
     
Richard A. Friedman
President
Managing Director of Goldman, Sachs & Co.
     
Ben I. Adler
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Sang Gyun Ahn
Managing Director and Vice President
Managing Director of Goldman Sachs (Asia) L.L.C.
     
John E. Bowman
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Gerald J. Cardinale
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Henry Cornell
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
John F.X. Daly
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Joseph P. DiSabato
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Katherine B. Enquist
Managing Director, Vice President and Secretary
Managing Director of Goldman, Sachs & Co.
     
Michael M. Furth
Managing Director and Vice President
Managing Director of Goldman Sachs International
     
Robert R. Gheewalla
Managing Director and Vice President
Managing Director of Goldman Sachs International
     
Joseph H. Gleberman
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Philip W. Grovit
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Melina E. Higgins
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Martin Hintze
Managing Director and Vice President
Managing Director of Goldman Sachs International
     
Joanna Dzuibak Hislop
Managing Director and Vice President
Managing Director of Goldman Sachs International
     
Stephanie M. Hui
Managing Director and Vice President
Managing Director of Goldman Sachs (Asia) L.L.C.
     
Adrian M. Jones
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Steffen J. Kastner
Managing Director and Vice President
Managing Director of Goldman Sachs International
     
Stuart A. Katz
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Bjorn P. Killmer
Managing Director and Vice President
Managing Director of Goldman Sachs International
     
Michael E. Koester
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Hughes B. Lepic
Managing Director and Vice President
Managing Director of Goldman Sachs International
     
Sanjeev K. Mehra
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Sanjay H. Patel
Managing Director and Vice President
Managing Director of Goldman Sachs International
     
Kenneth A. Pontarelli
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Ankur A. Sahu
Managing Director and Vice President
Managing Director of Goldman Sachs (Japan) Ltd.
     
Muneer A. Satter
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Steven R. Sher
Managing Director and Vice President
Managing Director of Goldman Sachs International
     
Hsueh J. Sung
Managing Director and Vice President
Managing Director of Goldman Sachs (Asia) L.L.C.
     
Oliver Thym
Managing Director and Vice President
Managing Director of Goldman, Sachs & Co.
     
Andrew E. Wolff
Managing Director and Vice President
Managing Director of Goldman Sachs (Asia) L.L.C.
     
Christine Vollertsen
Vice President
Vice President
     
Mitchell S. Weiss
Vice President
Vice President of Goldman, Sachs & Co.
     
Elizabeth C. Fascitelli
Treasurer
Managing Director of Goldman, Sachs & Co.
     
Elizabeth E. Beshel
Assistant Treasurer
Managing Director of Goldman, Sachs & Co.
     
Steven M. Bunson
Assistant Treasurer
Managing Director of Goldman, Sachs & Co.
     
Sarah E. Smith
Assistant Treasurer
Assistant Treasurer
     
Julie Abraham
Assistant Secretary
Vice President and Assistant General Counsel of Goldman,
Sachs & Co.
     
Beverly O’Toole
Assistant Secretary
Vice President of Goldman, Sachs & Co.
     
Ken Josselyn
Assistant Secretary
Managing Director of Goldman, Sachs & Co.
     
Esta E. Stecher
Assistant Secretary
Managing Director of Goldman, Sachs & Co.
     
Matthew E. Tropp
Assistant Secretary
Vice President and Associate General Counsel of Goldman, Sachs & Co.
 
 

 
 
SCHEDULE III

In November 2002, the Securities and Exchange Commission ("SEC"), the National Association of Securities Dealers ("NASD") and the New York Stock Exchange, Inc. ("NYSE") alleged that five broker dealers, including Goldman Sachs, violated Section 17(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and Rule 17a-4 thereunder, NYSE Rules 440 and 342 and NASD Rules 3010 and 3110 by allegedly failing to preserve electronic mail communications for three years and/or to preserve electronic mail communications for the first two years in an accessible place, and by allegedly having inadequate supervisory systems and procedures in relation to the retention of electronic mail communications. Without admitting or denying the allegations, the five broker dealers, including Goldman Sachs, consented to censure by the SEC, NASD and NYSE and to the imposition of a cease-and-desist order by the SEC and Goldman Sachs paid a total fine of $1,650,000 ($550,000 each to the SEC, NASD and NYSE). Goldman Sachs also undertook to review its procedures regarding the preservation of electronic mail communications for compliance with the federal securities laws and regulations and the rules of the NASD and NYSE, and to confirm within a specified period of time that it has established systems and procedures reasonably designed to achieve compliance with those laws, regulations and rules.

On April 28, 2003, without admitting or denying liability, ten investment banking firms including Goldman Sachs, entered into global settlements with the SEC, the NYSE, the NASD and certain states to resolve the investigations relating to equity research analyst conflicts of interest. Goldman Sachs was charged with violating NYSE Rules 342, 401, 472 and 475, and NASD Conduct Rules 2110, 2210 and 3010. Goldman Sachs also agreed to a censure by the NYSE and the NASD and to pay a total of $110,000,000 and to adopt a set of industry-wide reforms of its research and investment banking businesses and to adopt certain restrictions on the allocations of "hot" IPO shares. The terms of the global settlement were entered in an order by a federal court in the Southern District of New York on October 31, 2003 (Civil Action Number 03CV2944).

On September 4, 2003, Goldman Sachs and the SEC settled administrative proceedings relating to certain trading in U.S. Treasury securities by Goldman Sachs on the morning of October 31, 2001. The Staff of the SEC alleged that Goldman Sachs violated (i) Section 15(c)(1) and Rule 15c1-2 of the Exchange Act as a result of certain trading in U.S. Treasury bonds over an eight minute period on October 31, 2001; and (ii) Section 15(f) of the Exchange Act by failing to maintain policies and procedures specifically addressed to the possible misuse of non-public information obtained from outside consultants. Under the Offer of Settlement submitted by Goldman Sachs and accepted by the SEC, without admitting or denying the SEC's allegations, Goldman Sachs consented to the entry of an Order that, among other things, (i) censured Goldman Sachs; (ii) directed Goldman Sachs to cease and desist from committing or causing any violations of Section 15(c)(1)(A) & (C) and 15(f) and Rule 15c1-2 of the Exchange Act; (iii) ordered Goldman Sachs to pay disgorgement and prejudgment interest in the amount of $1,742,642, and a civil monetary penalty of $5 million; and (iv) directed Goldman Sachs to conduct a review its policies and procedures and to adopt, implement and maintain policies and procedures consistent with the Order and that review. Goldman Sachs also undertook to pay $2,562,740 in disgorgement and interest relating to certain trading in U.S. Treasury bond futures during the same eight minute period.

On July 1, 2004, Goldman Sachs and the SEC settled administrative proceedings relating to communications from Goldman Sachs sales traders on its Asian Shares Sales Desk to certain institutional customers and news media concerning four international public securities offerings during the period between October 1999 and March 2000. The SEC alleged (i) that certain of these communications by Goldman Sachs employees were made after the registration statements pertaining to those offerings were filed, but not yet declared effective by the SEC, in violation of Section 5(b) of the Securities Act and (ii) that certain comments to the news media by Goldman Sachs with respect to one of the offerings constituted an offer to sell securities in violation of Section 5(c) of the Securities Act. The SEC also alleged that Goldman Sachs failed to adequately supervise the Asian Shares Sales Desk traders, as required by Section 15(b)(4)(E) of the Exchange Act. Under the Offer of Settlement submitted by Goldman Sachs and accepted by the SEC, without admitting or denying the SEC's allegations, Goldman Sachs consented to the entry of an Order that, among other things, directed Goldman Sachs to cease and desist from committing or causing any violations of Sections 5(b) and 5(c) of the Securities Act., and ordered Goldman Sachs to pay a civil monetary penalty of $2 million.

On January 24, 2005, the SEC filed an action in the U.S. District Court for the Southern District of New York alleging that Goldman Sachs violated Rule 101 of Regulation M under the Exchange Act by attempting to induce, or inducing certain investors to make, aftermarket purchases of certain initial public offerings underwritten by Goldman Sachs during 2000. On February 4, 2005, without admitting or denying the allegations of the complaint, a final judgment was entered against Goldman Sachs, with the consent of Goldman Sachs, under which Goldman Sachs was permanently restrained and enjoined from violating Rule 101 of Regulation M and required to pay a $40 million civil penalty, which was paid on March 31, 2005.

In May 2006, the SEC alleged that fourteen investment banking firms, including Goldman Sachs, violated Section 17(a)(2) of the Securities Act of 1933, by engaging in one or more practices relating to auctions of auction rate securities during the period from January 1, 2003 through June 30, 2004 as described in the cease-and-desist order entered by the SEC. Goldman Sachs has agreed to provide certain disclosures about its material auction practices and procedures to auction participants and to certify to the SEC that it has implemented certain procedures relating to the auction process. As part of a multi-firm settlement, Goldman Sachs submitted an Offer of Settlement which was accepted by the SEC on May 31, 2006. Without admitting or denying the allegations, Goldman Sachs consented to a censure and cease-and-desist order and payment of $1,500,000 civil money penalty.
 

 
 

SCHEDULE IV

Purchase (P) /
Sale (S)
SHARES
PRICE
TRADE DATE
SETTLEMENT
DATE
P
100
$33.4900
8/23/2007
8/28/2007
P
100
$33.4900
8/23/2007
8/28/2007
S
100
$33.4900
8/23/2007
8/28/2007
S
100
$33.4900
8/23/2007
8/28/2007
P
100
$33.4400
8/23/2007
8/28/2007
S
100
$33.4400
8/23/2007
8/28/2007
P
100
$33.2400
8/23/2007
8/28/2007
S
100
$33.2400
8/23/2007
8/28/2007
P
100
$33.2300
8/23/2007
8/28/2007
S
100
$33.2300
8/23/2007
8/28/2007
P
100
$33.1700
8/23/2007
8/28/2007
S
100
$33.1700
8/23/2007
8/28/2007
P
100
$33.1600
8/23/2007
8/28/2007
S
100
$33.1600
8/23/2007
8/28/2007
P
200
$33.1400
8/23/2007
8/28/2007
S
200
$33.1400
8/23/2007
8/28/2007
P
93
$33.1300
8/23/2007
8/28/2007
P
161
$33.1300
8/23/2007
8/28/2007
S
161
$33.1300
8/23/2007
8/28/2007
P
199
$33.1300
8/23/2007
8/28/2007
S
199
$33.1300
8/23/2007
8/28/2007
S
1
$33.0000
8/23/2007
8/28/2007
P
1
$33.0000
8/23/2007
8/28/2007
P
1
$33.0000
8/23/2007
8/28/2007
S
1
$33.0000
8/23/2007
8/28/2007
P
4
$32.8500
8/23/2007
8/28/2007
S
100
$32.7800
8/23/2007
8/28/2007
S
7
$32.7400
8/23/2007
8/28/2007
P
3
$32.5200
8/23/2007
8/28/2007
P
56
$32.0000
8/23/2007
8/28/2007
S
56
$32.0000
8/23/2007
8/28/2007
S
58
$32.0000
8/23/2007
8/28/2007
P
58
$32.0000
8/23/2007
8/28/2007
S
300
$31.9890
8/23/2007
8/28/2007
P
300
$31.9890
8/23/2007
8/28/2007
P
58
$31.9712
8/23/2007
8/28/2007
S
58
$31.9712
8/23/2007
8/28/2007
P
100
$31.9700
8/23/2007
8/28/2007
S
100
$31.9700
8/23/2007
8/28/2007
S
100
$31.6100
8/23/2007
8/28/2007
S
100
$31.5800
8/23/2007
8/28/2007
S
100
$32.5600
8/24/2007
8/29/2007
P
100
$32.5600
8/24/2007
8/29/2007
S
100
$32.3200
8/24/2007
8/29/2007
S
2
$32.2200
8/24/2007
8/29/2007
P
2
$32.2200
8/24/2007
8/29/2007
S
56
$32.1900
8/24/2007
8/29/2007
P
2
$31.9500
8/24/2007
8/29/2007
P
11
$31.9500
8/24/2007
8/29/2007
S
300
$31.9457
8/24/2007
8/29/2007
P
300
$31.9457
8/24/2007
8/29/2007
S
7
$31.9100
8/24/2007
8/29/2007
P
7
$31.9100
8/24/2007
8/29/2007
S
93
$31.9100
8/24/2007
8/29/2007
P
93
$31.9100
8/24/2007
8/29/2007
S
31
$31.8400
8/24/2007
8/29/2007
P
31
$31.8400
8/24/2007
8/29/2007
S
31
$31.8400
8/24/2007
8/29/2007
P
20
$31.8000
8/24/2007
8/29/2007
S
100
$31.7800
8/24/2007
8/29/2007
S
100
$31.7400
8/24/2007
8/29/2007
P
100
$31.6400
8/24/2007
8/29/2007
S
100
$31.6400
8/24/2007
8/29/2007
P
3
$31.9900
8/27/2007
8/30/2007
S
100
$31.7300
8/27/2007
8/30/2007
P
100
$31.7300
8/27/2007
8/30/2007
S
100
$31.7300
8/27/2007
8/30/2007
S
61
$31.6100
8/27/2007
8/30/2007
P
4
$31.4600
8/27/2007
8/30/2007
S
27
$31.4000
8/27/2007
8/30/2007
P
3
$31.3900
8/27/2007
8/30/2007
S
3
$31.3900
8/27/2007
8/30/2007
P
3
$31.3900
8/27/2007
8/30/2007
P
27
$31.3900
8/27/2007
8/30/2007
S
27
$31.3900
8/27/2007
8/30/2007
S
27
$31.3900
8/27/2007
8/30/2007
P
27
$31.3900
8/27/2007
8/30/2007
S
31
$31.3900
8/27/2007
8/30/2007
S
27
$31.4500
8/28/2007
8/31/2007
S
8
$31.3550
8/28/2007
8/31/2007
S
1
$31.2900
8/28/2007
8/31/2007
S
4
$31.2900
8/28/2007
8/31/2007
P
100
$31.1600
8/28/2007
8/31/2007
P
100
$30.9600
8/28/2007
8/31/2007
P
100
$30.9500
8/28/2007
8/31/2007
P
100
$30.9400
8/28/2007
8/31/2007
P
100
$30.8900
8/28/2007
8/31/2007
P
100
$30.8700
8/28/2007
8/31/2007
P
6
$30.8600
8/28/2007
8/31/2007
S
6
$30.8600
8/28/2007
8/31/2007
P
20
$30.8600
8/28/2007
8/31/2007
P
34
$30.8600
8/28/2007
8/31/2007
S
34
$30.8600
8/28/2007
8/31/2007
P
100
$30.8600
8/28/2007
8/31/2007
P
100
$30.8600
8/28/2007
8/31/2007
P
600
$30.8600
8/28/2007
8/31/2007
S
600
$30.8600
8/28/2007
8/31/2007
P
634
$30.8600
8/28/2007
8/31/2007
S
2,272
$30.8600
8/28/2007
8/31/2007
S
6
$30.8400
8/28/2007
8/31/2007
P
32
$30.7800
8/28/2007
8/31/2007
P
100
$30.7700
8/28/2007
8/31/2007
S
358
$30.5884
8/28/2007
8/31/2007
P
2
$31.5000
8/29/2007
9/4/2007
S
2
$31.5000
8/29/2007
9/4/2007
P
44
$31.5000
8/29/2007
9/4/2007
S
99
$31.5000
8/29/2007
9/4/2007
P
99
$31.5000
8/29/2007
9/4/2007
P
18
$31.4500
8/29/2007
9/4/2007
P
70
$31.4500
8/29/2007
9/4/2007
P
100
$31.2500
8/29/2007
9/4/2007
S
59
$31.2300
8/29/2007
9/4/2007
P
100
$31.2300
8/29/2007
9/4/2007
S
1,444
$31.2300
8/29/2007
9/4/2007
P
1,500
$31.2300
8/29/2007
9/4/2007
P
100
$31.2100
8/29/2007
9/4/2007
P
100
$31.2000
8/29/2007
9/4/2007
P
100
$31.1800
8/29/2007
9/4/2007
P
100
$31.1400
8/29/2007
9/4/2007
S
17
$31.0900
8/29/2007
9/4/2007
P
3
$31.0700
8/29/2007
9/4/2007
P
100
$31.0600
8/29/2007
9/4/2007
P
100
$31.0600
8/29/2007
9/4/2007
P
100
$31.0100
8/29/2007
9/4/2007
P
100
$31.0000
8/29/2007
9/4/2007
P
33
$30.9800
8/29/2007
9/4/2007
P
67
$30.9800
8/29/2007
9/4/2007
S
100
$30.9800
8/29/2007
9/4/2007
P
100
$30.9800
8/29/2007
9/4/2007
P
100
$30.9600
8/29/2007
9/4/2007
P
100
$30.9200
8/29/2007
9/4/2007
P
2
$30.9100
8/29/2007
9/4/2007
P
98
$30.9100
8/29/2007
9/4/2007
P
100
$30.8400
8/29/2007
9/4/2007
P
100
$30.8100
8/29/2007
9/4/2007
P
100
$30.7800
8/29/2007
9/4/2007
P
158
$30.6900
8/29/2007
9/4/2007
P
25
$30.5300
8/29/2007
9/4/2007
P
75
$30.5300
8/29/2007
9/4/2007
P
100
$30.5000
8/29/2007
9/4/2007
S
100
$32.4600
8/30/2007
9/5/2007
P
100
$32.4600
8/30/2007
9/5/2007
S
38
$32.4000
8/30/2007
9/5/2007
P
1
$32.2000
8/30/2007
9/5/2007
S
11
$32.1600
8/30/2007
9/5/2007
P
11
$32.1600
8/30/2007
9/5/2007
S
41
$32.1600
8/30/2007
9/5/2007
P
41
$32.1600
8/30/2007
9/5/2007
S
42
$32.1600
8/30/2007
9/5/2007
P
42
$32.1600
8/30/2007
9/5/2007
S
52
$32.1600
8/30/2007
9/5/2007
S
42
$32.1000
8/30/2007
9/5/2007
S
2
$32.0600
8/30/2007
9/5/2007
S
31
$32.0600
8/30/2007
9/5/2007
S
2
$31.5800
8/30/2007
9/5/2007
P
2
$31.4800
8/30/2007
9/5/2007
S
25
$32.9100
8/31/2007
9/6/2007
S
100
$32.9100
8/31/2007
9/6/2007
P
125
$32.9100
8/31/2007
9/6/2007
S
100
$32.4900
8/31/2007
9/6/2007
S
100
$32.4900
8/31/2007
9/6/2007
P
100
$32.4900
8/31/2007
9/6/2007
P
100
$32.4900
8/31/2007
9/6/2007
S
200
$32.4900
8/31/2007
9/6/2007
P
200
$32.4900
8/31/2007
9/6/2007
S
16
$32.4792
8/31/2007
9/6/2007
P
16
$32.4792
8/31/2007
9/6/2007
P
1
$32.4500
8/31/2007
9/6/2007
S
1
$32.4500
8/31/2007
9/6/2007
S
5
$32.4500
8/31/2007
9/6/2007
P
5
$32.4500
8/31/2007
9/6/2007
S
5
$32.4500
8/31/2007
9/6/2007
P
5
$32.4500
8/31/2007
9/6/2007
S
6
$32.4500
8/31/2007
9/6/2007
P
6
$32.4500
8/31/2007
9/6/2007
S
9
$32.4500
8/31/2007
9/6/2007
P
9
$32.4500
8/31/2007
9/6/2007
P
16
$32.4500
8/31/2007
9/6/2007
S
16
$32.4500
8/31/2007
9/6/2007
P
16
$32.4500
8/31/2007
9/6/2007
S
16
$32.4500
8/31/2007
9/6/2007
P
60
$32.4500
8/31/2007
9/6/2007
S
60
$32.4500
8/31/2007
9/6/2007
S
150
$32.4500
8/31/2007
9/6/2007
P
150
$32.4500
8/31/2007
9/6/2007
S
200
$32.4500
8/31/2007
9/6/2007
P
200
$32.4500
8/31/2007
9/4/2007
P
200
$32.4500
8/31/2007
9/6/2007
S
364
$32.4500
8/31/2007
9/6/2007
S
400
$32.4500
8/31/2007
9/6/2007
P
60
$32.4400
8/31/2007
9/6/2007
P
100
$32.2000
8/31/2007
9/6/2007
P
11
$32.1700
8/31/2007
9/6/2007
S
3
$32.1600
8/31/2007
9/6/2007
P
3
$32.1600
8/31/2007
9/6/2007
P
60
$32.1600
8/31/2007
9/6/2007
S
60
$32.1600
8/31/2007
9/6/2007
S
4
$32.4500
9/4/2007
9/7/2007
P
4
$32.4500
9/4/2007
9/7/2007
S
314
$32.4500
9/4/2007
9/7/2007
P
314
$32.4500
9/4/2007
9/7/2007
P
4
$32.4300
9/4/2007
9/7/2007
P
96
$32.4300
9/4/2007
9/7/2007
S
100
$32.4200
9/4/2007
9/7/2007
P
16
$32.4100
9/4/2007
9/7/2007
P
26
$32.3900
9/4/2007
9/7/2007
S
26
$32.3900
9/4/2007
9/7/2007
P
26
$32.3900
9/4/2007
9/7/2007
S
53
$32.3900
9/4/2007
9/7/2007
P
53
$32.3900
9/4/2007
9/7/2007
S
53
$32.3900
9/4/2007
9/7/2007
S
137
$32.3900
9/4/2007
9/7/2007
P
137
$32.3900
9/4/2007
9/7/2007
P
165
$32.3900
9/4/2007
9/7/2007
S
165
$32.3900
9/4/2007
9/7/2007
P
46
$32.3800
9/4/2007
9/7/2007
P
100
$32.3800
9/4/2007
9/7/2007
S
146
$32.3800
9/4/2007
9/7/2007
P
165
$32.3700
9/4/2007
9/7/2007
P
100
$32.3500
9/4/2007
9/7/2007
S
100
$32.3500
9/4/2007
9/7/2007
S
100
$32.3400
9/4/2007
9/7/2007
S
2
$32.3300
9/4/2007
9/7/2007
S
100
$32.3300
9/4/2007
9/7/2007
S
100
$32.2900
9/4/2007
9/7/2007
S
100
$32.2600
9/4/2007
9/7/2007
S
100
$32.2600
9/4/2007
9/7/2007
S
100
$32.2450
9/4/2007
9/7/2007
S
100
$32.2300
9/4/2007
9/7/2007
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32
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32
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3
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100
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100
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100
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100
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100
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100
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200
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500
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80
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100
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100
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100
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100
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53
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100
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100
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100
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400
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9
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66
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66
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100
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47
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100
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100
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34
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34
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100
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100
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100
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100
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100
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19
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19
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19
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19
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19
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3
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16
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84
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100
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100
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20
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20
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100
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53
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100
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100
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16
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16
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20
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