0001125376-17-000001.txt : 20170105 0001125376-17-000001.hdr.sgml : 20170105 20170105192615 ACCESSION NUMBER: 0001125376-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENSIGN GROUP, INC CENTRAL INDEX KEY: 0001125376 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051] IRS NUMBER: 330861263 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27101 PUERTA REAL, SUITE 450 CITY: MISSION VIEJO STATE: CA ZIP: 92691 BUSINESS PHONE: (949) 487-9500 MAIL ADDRESS: STREET 1: 27101 PUERTA REAL, SUITE 450 CITY: MISSION VIEJO STATE: CA ZIP: 92691 FORMER COMPANY: FORMER CONFORMED NAME: ENSIGN GROUP INC DATE OF NAME CHANGE: 20000930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keetch Chad CENTRAL INDEX KEY: 0001609878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33757 FILM NUMBER: 17512524 MAIL ADDRESS: STREET 1: 27101 PUERTA REAL STREET 2: SUITE 450 CITY: MISSION VIEJO STATE: CA ZIP: 92691 4 1 wf-form4_148366236159989.xml FORM 4 X0306 4 2017-01-03 0 0001125376 ENSIGN GROUP, INC ENSG 0001609878 Keetch Chad 27101 PUERTA REAL SUITE 450 MISSION VIEJO CA 92691 0 1 0 0 Executive VP and Secretary Common Stock 2017-01-03 4 M 0 366 6.42 A 49141 D Common Stock 2017-01-03 4 S 0 366 22.52 D 48775 D Common Stock 2017-01-03 4 M 0 11130 7.38 A 59905 D Common Stock 2017-01-03 4 S 0 11130 22.217 D 48775 D Common Stock 2017-01-03 4 M 0 14664 7.86 A 63439 D Common Stock 2017-01-03 4 S 0 14664 22.26 D 48775 D Common Stock 2017-01-03 4 M 0 5864 7.96 A 54639 D Common Stock 2017-01-03 4 S 0 5864 22.237 D 48775 D Common Stock 2017-01-03 4 M 0 5498 9.75 A 54273 D Common Stock 2017-01-03 4 S 0 5498 22.344 D 48775 D Employee Stock Option (right to buy) 6.42 2017-01-03 4 M 0 366 0 D 2012-10-27 2021-10-27 Common Stock 366.0 0 D Employee Stock Option (right to buy) 7.38 2017-01-03 4 M 0 11130 0 D 2013-02-08 2022-02-08 Common Stock 11130.0 3666 D Employee Stock Option (right to buy) 7.86 2017-01-03 4 M 0 14664 0 D 2013-07-26 2022-07-26 Common Stock 14664.0 3666 D Employee Stock Option (right to buy) 7.96 2017-01-03 4 M 0 5864 0 D 2013-10-31 2022-10-31 Common Stock 5864.0 1468 D Employee Stock Option (right to buy) 9.75 2017-01-03 4 M 0 5498 0 D 2014-06-12 2023-06-12 Common Stock 5498.0 3666 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 14, 2016. This transaction was executed in multiple trades at prices ranging from $22.14 to $22.34. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $22.13 to $22.37. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $22.11 to $22.45. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This transaction was executed in multiple trades at prices ranging from $22.15 to $22.52. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The option was granted on October 27, 2011, and became exercisable in five equal annual installments beginning on October 27, 2012, which was the first anniversary of the date on which the option was granted. The option was granted on February 8, 2012, and became exercisable in five equal annual installments beginning on February 8, 2013, which was the first anniversary of the date on which the option was granted. The number of securities reported in the second row of column 9 represent unvested time-based options that are scheduled to vest on Feburary 8, 2017 and February 8, 2018. The option was granted on July 26, 2012, and became exercisable in five equal annual installments beginning on July 26, 2013, which was the first anniversary of the date on which the option was granted. The number of securities reported in the third row of column 9 represent unvested time-based options that are scheduled to vest on July 26, 2017 and July 26, 2018. The option was granted on October 31, 2012, and became exercisable in five equal annual installments beginning on October 31, 2013, which was the first anniversary of the date on which the option was granted. The number of securities reported in the fourth row of column 9 represent unvested time-based options that are scheduled to vest on October 31, 2017 and October 31, 2018. The option was granted on June 12, 2013, and became exercisable in five equal annual installments beginning on June 12, 2014, which was the first anniversary of the date on which the option was granted. The number of securities reported in the fifth row of column 9 represent unvested time-based options that are scheduled to vest on June 12, 2017, June 12, 2018, and June 12, 2019. /s/ Chad A. Keetch 2017-01-05