0001125376-17-000001.txt : 20170105
0001125376-17-000001.hdr.sgml : 20170105
20170105192615
ACCESSION NUMBER: 0001125376-17-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENSIGN GROUP, INC
CENTRAL INDEX KEY: 0001125376
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051]
IRS NUMBER: 330861263
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27101 PUERTA REAL, SUITE 450
CITY: MISSION VIEJO
STATE: CA
ZIP: 92691
BUSINESS PHONE: (949) 487-9500
MAIL ADDRESS:
STREET 1: 27101 PUERTA REAL, SUITE 450
CITY: MISSION VIEJO
STATE: CA
ZIP: 92691
FORMER COMPANY:
FORMER CONFORMED NAME: ENSIGN GROUP INC
DATE OF NAME CHANGE: 20000930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keetch Chad
CENTRAL INDEX KEY: 0001609878
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33757
FILM NUMBER: 17512524
MAIL ADDRESS:
STREET 1: 27101 PUERTA REAL
STREET 2: SUITE 450
CITY: MISSION VIEJO
STATE: CA
ZIP: 92691
4
1
wf-form4_148366236159989.xml
FORM 4
X0306
4
2017-01-03
0
0001125376
ENSIGN GROUP, INC
ENSG
0001609878
Keetch Chad
27101 PUERTA REAL
SUITE 450
MISSION VIEJO
CA
92691
0
1
0
0
Executive VP and Secretary
Common Stock
2017-01-03
4
M
0
366
6.42
A
49141
D
Common Stock
2017-01-03
4
S
0
366
22.52
D
48775
D
Common Stock
2017-01-03
4
M
0
11130
7.38
A
59905
D
Common Stock
2017-01-03
4
S
0
11130
22.217
D
48775
D
Common Stock
2017-01-03
4
M
0
14664
7.86
A
63439
D
Common Stock
2017-01-03
4
S
0
14664
22.26
D
48775
D
Common Stock
2017-01-03
4
M
0
5864
7.96
A
54639
D
Common Stock
2017-01-03
4
S
0
5864
22.237
D
48775
D
Common Stock
2017-01-03
4
M
0
5498
9.75
A
54273
D
Common Stock
2017-01-03
4
S
0
5498
22.344
D
48775
D
Employee Stock Option (right to buy)
6.42
2017-01-03
4
M
0
366
0
D
2012-10-27
2021-10-27
Common Stock
366.0
0
D
Employee Stock Option (right to buy)
7.38
2017-01-03
4
M
0
11130
0
D
2013-02-08
2022-02-08
Common Stock
11130.0
3666
D
Employee Stock Option (right to buy)
7.86
2017-01-03
4
M
0
14664
0
D
2013-07-26
2022-07-26
Common Stock
14664.0
3666
D
Employee Stock Option (right to buy)
7.96
2017-01-03
4
M
0
5864
0
D
2013-10-31
2022-10-31
Common Stock
5864.0
1468
D
Employee Stock Option (right to buy)
9.75
2017-01-03
4
M
0
5498
0
D
2014-06-12
2023-06-12
Common Stock
5498.0
3666
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 14, 2016.
This transaction was executed in multiple trades at prices ranging from $22.14 to $22.34. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $22.13 to $22.37. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $22.11 to $22.45. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This transaction was executed in multiple trades at prices ranging from $22.15 to $22.52. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The option was granted on October 27, 2011, and became exercisable in five equal annual installments beginning on October 27, 2012, which was the first anniversary of the date on which the option was granted.
The option was granted on February 8, 2012, and became exercisable in five equal annual installments beginning on February 8, 2013, which was the first anniversary of the date on which the option was granted.
The number of securities reported in the second row of column 9 represent unvested time-based options that are scheduled to vest on Feburary 8, 2017 and February 8, 2018.
The option was granted on July 26, 2012, and became exercisable in five equal annual installments beginning on July 26, 2013, which was the first anniversary of the date on which the option was granted.
The number of securities reported in the third row of column 9 represent unvested time-based options that are scheduled to vest on July 26, 2017 and July 26, 2018.
The option was granted on October 31, 2012, and became exercisable in five equal annual installments beginning on October 31, 2013, which was the first anniversary of the date on which the option was granted.
The number of securities reported in the fourth row of column 9 represent unvested time-based options that are scheduled to vest on October 31, 2017 and October 31, 2018.
The option was granted on June 12, 2013, and became exercisable in five equal annual installments beginning on June 12, 2014, which was the first anniversary of the date on which the option was granted.
The number of securities reported in the fifth row of column 9 represent unvested time-based options that are scheduled to vest on June 12, 2017, June 12, 2018, and June 12, 2019.
/s/ Chad A. Keetch
2017-01-05