0001181431-13-054430.txt : 20131018
0001181431-13-054430.hdr.sgml : 20131018
20131018143634
ACCESSION NUMBER: 0001181431-13-054430
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131016
FILED AS OF DATE: 20131018
DATE AS OF CHANGE: 20131018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MACROGENICS INC
CENTRAL INDEX KEY: 0001125345
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9640 MEDICAL CENTER DRIVE
CITY: Rockville
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301-251-5172
MAIL ADDRESS:
STREET 1: 9640 MEDICAL CENTER DRIVE
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galbraith Kenneth
CENTRAL INDEX KEY: 0001567045
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36112
FILM NUMBER: 131159185
MAIL ADDRESS:
STREET 1: OCEAN PARK RPO PO BOX 45025
STREET 2: 12851 16TH AVE
CITY: SURREY
STATE: A1
ZIP: V4A9L1
4
1
rrd392966.xml
FORM 4
X0306
4
2013-10-16
0
0001125345
MACROGENICS INC
MGNX
0001567045
Galbraith Kenneth
C/O MACROGENICS, INC.
9640 MEDICAL CENTER DRIVE
ROCKVILLE
MD
20850
1
0
0
0
Common Stock
2013-10-16
4
P
0
46875
16.00
A
46875
I
See Footnote
Common Stock
2013-10-16
4
C
0
1050652
A
1097527
I
See Footnote
Common Stock
2013-10-16
4
C
0
204207
A
1301734
I
See Footnote
Common Stock
2013-10-16
4
X
0
15315
A
1317049
I
See Footnote
Series C Convertible Preferred Stock
2013-10-16
4
C
0
19724839
D
Common Stock
1050652
0
I
See Footnote
Series D-2 Convertible Preferred Stock
2013-10-16
4
C
0
3833767
D
Common Stock
204207
0
I
See Footnote
Series D-2 Convertible Preferred Warrants
2013-10-16
4
X
0
287533
D
2013-10-16
Common Stock
15315
0
I
See Footnote
These securities are held by Five Corners Capital, Inc. Kenneth Galbraith is Managing Director of Five Corners Capital, Inc. Kenneth Galbraith disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Each share of Series C Convertible Preferred Stock and each share of Series D-2 Convertible Preferred Stock converted into approximately 0.0533 of a share of Common Stock without payment of further consideration upon the closing of the Issuer's initial public offering. The shares had no expiration date.
These securities are held by Ventures West 8 Limited Partnership. Kenneth Galbraith is Managing Director of Five Corners Capital, Inc., the general partner of Ventures West 8 Limited Partnership. Kenneth Galbraith disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
Upon exercise, each Series D-2 Convertible Preferred Warrant converted into an equal number of shares of Series D-2 Convertible Preferred Stock. Had the warrants not been exercised, they would have expired upon the closing of the initial public offering. Upon the closing of the Issuer's initial public offering each share of Series D-2 Convertible Preferred Stock then converted into approximately 0.0533 of a share of Common Stock without payment of further consideration. The shares of Series D-2 Convertible Preferred Stock had no expiration date.
Immediately.
/s/ Lynn Cilinski, attorney-in-fact
2013-10-18