0001181431-13-054430.txt : 20131018 0001181431-13-054430.hdr.sgml : 20131018 20131018143634 ACCESSION NUMBER: 0001181431-13-054430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131016 FILED AS OF DATE: 20131018 DATE AS OF CHANGE: 20131018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MACROGENICS INC CENTRAL INDEX KEY: 0001125345 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9640 MEDICAL CENTER DRIVE CITY: Rockville STATE: MD ZIP: 20850 BUSINESS PHONE: 301-251-5172 MAIL ADDRESS: STREET 1: 9640 MEDICAL CENTER DRIVE CITY: ROCKVILLE STATE: MD ZIP: 20850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galbraith Kenneth CENTRAL INDEX KEY: 0001567045 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36112 FILM NUMBER: 131159185 MAIL ADDRESS: STREET 1: OCEAN PARK RPO PO BOX 45025 STREET 2: 12851 16TH AVE CITY: SURREY STATE: A1 ZIP: V4A9L1 4 1 rrd392966.xml FORM 4 X0306 4 2013-10-16 0 0001125345 MACROGENICS INC MGNX 0001567045 Galbraith Kenneth C/O MACROGENICS, INC. 9640 MEDICAL CENTER DRIVE ROCKVILLE MD 20850 1 0 0 0 Common Stock 2013-10-16 4 P 0 46875 16.00 A 46875 I See Footnote Common Stock 2013-10-16 4 C 0 1050652 A 1097527 I See Footnote Common Stock 2013-10-16 4 C 0 204207 A 1301734 I See Footnote Common Stock 2013-10-16 4 X 0 15315 A 1317049 I See Footnote Series C Convertible Preferred Stock 2013-10-16 4 C 0 19724839 D Common Stock 1050652 0 I See Footnote Series D-2 Convertible Preferred Stock 2013-10-16 4 C 0 3833767 D Common Stock 204207 0 I See Footnote Series D-2 Convertible Preferred Warrants 2013-10-16 4 X 0 287533 D 2013-10-16 Common Stock 15315 0 I See Footnote These securities are held by Five Corners Capital, Inc. Kenneth Galbraith is Managing Director of Five Corners Capital, Inc. Kenneth Galbraith disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Each share of Series C Convertible Preferred Stock and each share of Series D-2 Convertible Preferred Stock converted into approximately 0.0533 of a share of Common Stock without payment of further consideration upon the closing of the Issuer's initial public offering. The shares had no expiration date. These securities are held by Ventures West 8 Limited Partnership. Kenneth Galbraith is Managing Director of Five Corners Capital, Inc., the general partner of Ventures West 8 Limited Partnership. Kenneth Galbraith disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. Upon exercise, each Series D-2 Convertible Preferred Warrant converted into an equal number of shares of Series D-2 Convertible Preferred Stock. Had the warrants not been exercised, they would have expired upon the closing of the initial public offering. Upon the closing of the Issuer's initial public offering each share of Series D-2 Convertible Preferred Stock then converted into approximately 0.0533 of a share of Common Stock without payment of further consideration. The shares of Series D-2 Convertible Preferred Stock had no expiration date. Immediately. /s/ Lynn Cilinski, attorney-in-fact 2013-10-18