0001973379-24-000009.txt : 20240123 0001973379-24-000009.hdr.sgml : 20240123 20240123100454 ACCESSION NUMBER: 0001973379-24-000009 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240123 DATE AS OF CHANGE: 20240123 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 000000000 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 24550782 BUSINESS ADDRESS: STREET 1: 100 HARBOUR PARADE STREET 2: CARNIVAL HOUSE CITY: SOUTHAMPTON SO15 1ST STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 23 8065 5000 MAIL ADDRESS: STREET 1: 100 HARBOUR PARADE STREET 2: CARNIVAL HOUSE CITY: SOUTHAMPTON SO15 1ST STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Bernstein David CENTRAL INDEX KEY: 0001406203 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVENUE CITY: MIAMI STATE: FL ZIP: 33178 144 1 primary_doc.xml 144 0001406203 XXXXXXXX LIVE 0001125259 CARNIVAL PLC 001-15136 100 HARBOUR PARADE CARNIVAL HOUSE SOUTHAMPTON SO15 1ST X0 00000 011 44 23 8065 5000 Bernstein David Officer EXECUTIVE OFFICER TRUST SHARES CITIGROUP GLOBAL MARKETS INC

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34020 579891.00 1119445229 01/19/2024 NYSE TRUST SHARES 01/19/2021 VESTING OF RESTRICTED STOCK UNITS GRANTED PURSUANT TO CARNIVAL 2020 STOCK PLAN CARNIVAL CORPORATION N 34020 01/19/2024 NA Y SECTION 3 D BASED ON 1-19-24 SECTION 3 E BASED ON 9-22-23 UNDER SECURITIES TO BE SOLD DATE AND NATURE OF PAYMENT NA REPRESENTS TRUST SHARES OF BENEICIAL INTERESTS IN CARNIVAL PLC SPECIAL VOTING TRUST. IN CONNECTION WITH DLC TRANSACTION CARNIVAL PLC ISSUED ONE SPECIAL VOTING SHARE TO THE TRUST AND FOLLOWEING A SERIES OF TRANSACTIONS THE TRUST SHARES WERE DISTRIBUTED TO HOLDERS OF COMMON STOCK OF CARNIVAL CORPORATION. FOLLOWING THE COMPLETION OF THE DLC TRANSACTION. IFCARNIVAL CORPORATION ISSUES COMMON STOCK TO A PERSON, THE TRUST WILL ISSUE AN EQUIVALENT NUMBER OF TRUST SHARES TO SUCH PERSON. THE TRUST SHARES ARE PAIRED WITH SHARES OF CARNIVAL CORPORATION COMMON STOCK AND ARE REPRESENTED BY THE SAME STOCK CERTIFICATE. THE TRUST SHARES REPRESENT A BENEFICIAL INTEREST IN THE CARNIVAL PLC SPECIAL VOTING SHARE. 01/22/2024 CONFORMED SIGNATURE ON FILE