0001127602-22-005440.txt : 20220217 0001127602-22-005440.hdr.sgml : 20220217 20220217112121 ACCESSION NUMBER: 0001127602-22-005440 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220215 FILED AS OF DATE: 20220217 DATE AS OF CHANGE: 20220217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thamm Michael Olaf CENTRAL INDEX KEY: 0001553147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 22646315 MAIL ADDRESS: STREET 1: COSTA CROCIERE SPA STREET 2: PIAZZA PICCAPIETRA, 48 CITY: GENOVA STATE: L6 ZIP: 16121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 100 HARBOUR PARADE STREET 2: CARNIVAL HOUSE CITY: SOUTHAMPTON SO15 1ST STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 23 8065 5000 MAIL ADDRESS: STREET 1: 100 HARBOUR PARADE STREET 2: CARNIVAL HOUSE CITY: SOUTHAMPTON SO15 1ST STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-15 0001125259 CARNIVAL PLC CUK 0001553147 Thamm Michael Olaf C/O CARNIVAL CORPORATION 3655 N.W. 87TH AVENUE MIAMI FL 33178 1 Group CEO - Costa Crociere Ordinary Shares 2022-02-15 4 A 0 3841 0 A 209306.207 D Ordinary Shares 2022-02-15 4 S 0 3841 20.6183 D 205465.207 D Vesting of performance-based restricted stock units ("PBS RSUs") granted in January 2019 pursuant to the Carnival plc 2014 Employee Share Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival plc ordinary shares. The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact, for each of the three fiscal years in the 2019-2021 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals. This transaction was executed in multiple trades at prices ranging from $20.5949 to $20.6463. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was conducted in British Pounds. The average sale price of GBP15.2393 was converted into US$ at the February 15, 2022 conversion rate of GBP1 = USD1.3530. /s/ Michael O. Thamm 2022-02-17