0001127602-22-005440.txt : 20220217
0001127602-22-005440.hdr.sgml : 20220217
20220217112121
ACCESSION NUMBER: 0001127602-22-005440
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220215
FILED AS OF DATE: 20220217
DATE AS OF CHANGE: 20220217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thamm Michael Olaf
CENTRAL INDEX KEY: 0001553147
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15136
FILM NUMBER: 22646315
MAIL ADDRESS:
STREET 1: COSTA CROCIERE SPA
STREET 2: PIAZZA PICCAPIETRA, 48
CITY: GENOVA
STATE: L6
ZIP: 16121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL PLC
CENTRAL INDEX KEY: 0001125259
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 100 HARBOUR PARADE
STREET 2: CARNIVAL HOUSE
CITY: SOUTHAMPTON SO15 1ST
STATE: X0
ZIP: 00000
BUSINESS PHONE: 011 44 23 8065 5000
MAIL ADDRESS:
STREET 1: 100 HARBOUR PARADE
STREET 2: CARNIVAL HOUSE
CITY: SOUTHAMPTON SO15 1ST
STATE: X0
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC
DATE OF NAME CHANGE: 20000929
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-02-15
0001125259
CARNIVAL PLC
CUK
0001553147
Thamm Michael Olaf
C/O CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE
MIAMI
FL
33178
1
Group CEO - Costa Crociere
Ordinary Shares
2022-02-15
4
A
0
3841
0
A
209306.207
D
Ordinary Shares
2022-02-15
4
S
0
3841
20.6183
D
205465.207
D
Vesting of performance-based restricted stock units ("PBS RSUs") granted in January 2019 pursuant to the Carnival plc 2014 Employee Share Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival plc ordinary shares.
The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact, for each of the three fiscal years in the 2019-2021 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals.
This transaction was executed in multiple trades at prices ranging from $20.5949 to $20.6463. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was conducted in British Pounds. The average sale price of GBP15.2393 was converted into US$ at the February 15, 2022 conversion rate of GBP1 = USD1.3530.
/s/ Michael O. Thamm
2022-02-17