-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rgd8tCz3S5uO4Ka6As8RhoHoed76dX1WG1+Ws9gEzWQ2BjK4T6cilFSNtpno9QLK bOlmLdl0IESOmBUwnjHyCQ== 0001127602-10-006117.txt : 20100224 0001127602-10-006117.hdr.sgml : 20100224 20100224165600 ACCESSION NUMBER: 0001127602-10-006117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100222 FILED AS OF DATE: 20100224 DATE AS OF CHANGE: 20100224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUCKELEW ALAN CENTRAL INDEX KEY: 0001280888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 10630373 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVE CITY: MIAMI STATE: FL ZIP: 33156 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 20 7940 5381 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-22 0001125259 CARNIVAL PLC CUK 0001280888 BUCKELEW ALAN CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 President & CEO - PCL Trust Shares (beneficial Interest In Special Voting Share) 2010-02-22 4 A 0 662 34.12 A 67247 D Trust Shares (beneficial Interest In Special Voting Share) 2010-02-22 4 F 0 3204 34.12 D 64043 D Restricted Stock Units 0 2010-02-22 4 J 0 3976 0 D 2010-02-20 Trust Shares (beneficial Interest In Special Voting Share) 3976 0 D Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. Represents a settlement of dividend equivalents accumulated during the restricted period of restricted stock and restricted stock unit awards originally granted in 2007, which have now been released. Represents a surrender of shares to satisfy tax obligations on the vesting of a restricted stock and restricted stock unit awards originally granted in 2007. Forfeiture of restricted stock unit award granted on February 20, 2007 for which the requisite performance target was not satisfied. Award of restricted stock units which represents a hypothetical interest in Carnival Corporation common stock, restricted stock units either vest or are forfeited therefore there is no expiration date. /s/ Alan Buckelew 2010-02-24 -----END PRIVACY-ENHANCED MESSAGE-----