-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LTW0QlRWxQO2qjQN1FCD5pLpVfZqhfcu8UITVrUe2qyvM+bIEmk1jTCOHlFfNnIm WaynHDF4r665TrgDbZHIxw== 0000950142-07-000222.txt : 20070124 0000950142-07-000222.hdr.sgml : 20070124 20070124165303 ACCESSION NUMBER: 0000950142-07-000222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070122 FILED AS OF DATE: 20070124 DATE AS OF CHANGE: 20070124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON SHARI CENTRAL INDEX KEY: 0001252940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 07550257 MAIL ADDRESS: STREET 1: C/O ISRAEL ARISON FOUNDATION STREET 2: MARCA 2 GOLDA CENTER 23SHAVI M BLVD CITY: TEL AVIV STATE: L3 ZIP: 64367 4 1 form4-shari012207b_cplcex.xml FORM 4 X0202 4 2007-01-22 0 0001125259 CARNIVAL PLC CUK 0001252940 ARISON SHARI C/O ISRAEL ARISON FOUNDATION MARCAZ GOLDA CTR 23 SHAUL HAMALECH BLVD TEL AVIV L3 64367 ISRAEL 0 0 0 1 See Footnote (1) Ordinary Shares 0 D Trust Shares (beneficial interest in special voting share) 1200 I By Children Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 1600 52.16 D 3031408 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 6800 52.17 D 3024608 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 1000 52.18 D 3023608 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 3200 52.19 D 3020408 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 2200 52.20 D 3018208 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 10400 52.21 D 3007808 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 700 52.22 D 3007108 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 2400 52.23 D 3004708 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 700 52.24 D 3004008 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 1100 52.25 D 3002908 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 1200 52.26 D 3001708 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 200 52.27 D 3001508 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 700 52.28 D 3000808 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 400 52.29 D 3000408 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 400 52.30 D 3000008 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 2100 52.31 D 2997908 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 6400 52.32 D 2991508 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 500 52.33 D 2991008 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 700 52.35 D 2990308 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 3600 52.36 D 2986708 D Trust Shares (beneficial interest in special voting share) 2007-01-22 4 S 0 800 52.37 D 2985908 D Trust Shares (beneficial interest in special voting share) 2007-01-23 4 S 0 9100 52.00 D 2976808 D Trust Shares (beneficial interest in special voting share) 2007-01-23 4 S 0 5400 52.01 D 2971408 D Trust Shares (beneficial interest in special voting share) 2007-01-23 4 S 0 1600 52.02 D 2969808 D Trust Shares (beneficial interest in special voting share) 2007-01-23 4 S 0 1000 52.03 D 2968808 D Trust Shares (beneficial interest in special voting share) 2007-01-23 4 S 0 2600 52.04 D 2966208 D Trust Shares (beneficial interest in special voting share) 2007-01-23 4 S 0 3400 52.05 D 2962808 D Trust Shares (beneficial interest in special voting share) 2007-01-23 4 S 0 1700 52.06 D 2961108 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the trust shares (the "Trust Shares") of beneficial interests in P&O Princess Special Voting Trust (the "Trust") and an interest in the Carnival plc special voting share. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Trust Shares and an interest in the Carnival plc special voting share for purposes of Section 16 or for any other purpose. Represents Trust Shares of beneficial interests in the Trust. In connection with the dual listed company transaction between Carnival plc (formerly known as P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Following the completion of the DLC Transaction, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. The prices included on this form represent the sales price for the paired Trust Shares and shares of Carnival Corporation Common Stock. The shares covered by this form are being sold pursuant to a Rule 10b5-1(c) sales plan dated January 3, 2007. 2 of 2 Form 4s /s/ John J. O'Neil, Attorney-in-Fact 2007-01-24 -----END PRIVACY-ENHANCED MESSAGE-----