-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JfeWNWc8h+krgMl/+pobQzOIJn4eTELSehzHMGv1pw/f9YZUZbireveDyQCPvRq5 wfzgLibid7jbK4MOCajs3Q== 0000950142-05-000807.txt : 20050314 0000950142-05-000807.hdr.sgml : 20050314 20050314171603 ACCESSION NUMBER: 0000950142-05-000807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050310 FILED AS OF DATE: 20050314 DATE AS OF CHANGE: 20050314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ETERNITY FOUR TRUST CENTRAL INDEX KEY: 0001250969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 05679188 BUSINESS ADDRESS: STREET 1: C/O CITIGROUP INSTITUTIONAL TRUST CO. STREET 2: 824 MARKET STREET, SUITE 210 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 302-573-5829 MAIL ADDRESS: STREET 1: C/O CITIGROUP INSTITUTIONAL TRUST CO. STREET 2: 824 MARKET STREET, SUITE 210 CITY: WILMINGTON STATE: DE ZIP: 19801 FORMER NAME: FORMER CONFORMED NAME: TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 DATE OF NAME CHANGE: 20030630 4 1 form4-etfour031005_cplcex.xml FORM 4 X0202 4 2005-03-10 0 0001125259 CARNIVAL PLC CUK 0001250969 ETERNITY FOUR TRUST C/O CITIGROUP INSTITUTIONAL TRUST CO. 824 MARKET STREET, SUITE 210 WILMINGTON DE 19801 0 0 1 1 See footnote 1 below Ordinary Shares 0 D Trust Shares (beneficial interest in special voting share) 2005-03-10 4 S 0 2200 53.70 D 70720325 D Trust Shares (beneficial interest in special voting share) 2005-03-10 4 S 0 4000 53.74 D 70716325 D Trust Shares (beneficial interest in special voting share) 2005-03-10 4 S 0 12700 53.80 D 70703625 D Trust Shares (beneficial interest in special voting share) 2005-03-10 4 S 0 4000 53.97 D 70699625 D Trust Shares (beneficial interest in special voting share) 2005-03-10 4 S 0 4000 53.98 D 70695625 D Trust Shares (beneficial interest in special voting share) 2005-03-10 4 S 0 44500 54.00 D 70651125 D Trust Shares (beneficial interest in special voting share) 2005-03-10 4 S 0 7000 54.01 D 70644125 D Trust Shares (beneficial interest in special voting share) 2005-03-10 4 S 0 10000 54.02 D 70634125 D Trust Shares (beneficial interest in special voting share) 2005-03-10 4 S 0 6000 54.05 D 70628125 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 10000 54.40 D 70618125 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 1900 54.47 D 70616225 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 7400 54.48 D 70608825 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 31100 54.49 D 70577725 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 6600 54.50 D 70571125 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 3000 54.51 D 70568125 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 39400 54.60 D 70528725 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 3800 54.62 D 70524925 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 69000 54.63 D 70455925 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 11000 54.65 D 70444925 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 26800 54.72 D 70418125 D Trust Shares (beneficial interest in special voting share) 2005-03-11 4 S 0 16500 54.75 D 70401625 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the trust shares ("Trust Shares") of beneficial interests in P&O Princess Special Voting Trust (the "Trust") and an interest in the Carnival plc special voting share. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Trust Shares and an interest in the Carnival plc special voting share for purposes of Section 16 or for any other purpose. Represents Trust Shares of beneficial interests in the Trust. In connection with the dual listed company transaction between Carnival plc (formerly known as P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Following the completion of the DLC Transaction, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. The prices included on this form represent the sales price for the paired Trust Shares and shares of Carnival Corporation Common Stock. The shares covered by this form are being sold pursuant to a Rule 10b5-1(c) sales plan dated February 18, 2005. /s/ John J. O'Neil, Attorney-in-Fact for Citigroup Institutional Trust Company, Trustee 2005-03-14 -----END PRIVACY-ENHANCED MESSAGE-----