-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T4mhaB4EdEGhUFa/hOHC56EyTJm94aE2Z5OzjmMiil9xpVle6HfGe3NDEeVWO6I7 24oobC6Cu5ivZOBt0ybe8w== 0000950142-05-000593.txt : 20050228 0000950142-05-000593.hdr.sgml : 20050228 20050228202743 ACCESSION NUMBER: 0000950142-05-000593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050224 FILED AS OF DATE: 20050228 DATE AS OF CHANGE: 20050228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAFASA CONTINUED IRREVOCABLE TRUST CENTRAL INDEX KEY: 0001291618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 05647722 BUSINESS ADDRESS: STREET 1: C/O JMD DELAWARE, INC.,AS TRUSTEE STREET 2: 1201 MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 212-373-3379 MAIL ADDRESS: STREET 1: C/O JMD DELAWARE, INC.,AS TRUSTEE STREET 2: 1201 MARKET STREET, 18TH FLOOR CITY: WILMINGTON STATE: DE ZIP: 19801 4 1 form4-jcit022405_cplcex.xml FORM 4 X0202 4 2005-02-24 0 0001125259 CARNIVAL PLC CUK 0001291618 JAFASA CONTINUED IRREVOCABLE TRUST C/O JMD DELAWARE, INC.,AS TRUSTEE 1201 MARKET STREET, 18TH FLOOR WILMINGTON DE 19801 0 0 0 1 See footnote 1 below Ordinary Shares 0 D Trust Shares (beneficial interest in special voting share) 759010 I By TAMMS Investment Company, Limited Partnership Trust Shares (beneficial interest in special voting share) 2005-02-24 4 S 0 10000 53.70 D 2955000 D Trust Shares (beneficial interest in special voting share) 2005-02-24 4 S 0 2500 53.81 D 2952500 D Trust Shares (beneficial interest in special voting share) 2005-02-24 4 S 0 3600 53.90 D 2948900 D Trust Shares (beneficial interest in special voting share) 2005-02-24 4 S 0 1400 53.91 D 2947500 D Trust Shares (beneficial interest in special voting share) 2005-02-24 4 S 0 10000 53.99 D 2937500 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 5800 54.55 D 2931700 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 2500 54.56 D 2929200 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 600 54.57 D 2928600 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 1100 54.58 D 2927500 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 5000 54.61 D 2922500 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 6000 54.70 D 2916500 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 4000 54.72 D 2912500 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 19300 54.75 D 2893200 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 700 54.77 D 2892500 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 5000 54.81 D 2887500 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 1700 54.84 D 2885800 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 7900 54.85 D 2877900 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 400 54.86 D 2877500 D Trust Shares (beneficial interest in special voting share) 2005-02-25 4 S 0 5000 54.90 D 2872500 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the trust shares (the "Trust Shares") of beneficial interests in P&O Princess Special Voting Trust (the "Trust") and an interest in the Carnival plc special voting share. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Trust Shares and an interest in the Carnival plc special voting share for purposes of Section 16 or for any other purpose. Represents Trust Shares of beneficial interests in the Trust. In connection with the dual listed company transaction between Carnival plc (formerly known as P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Following the completion of the DLC Transaction, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. The prices included on this form represent the sales price for the paired Trust Shares and shares of Carnival Corporation Common Stock. The shares covered by this form are being sold pursuant to a Rule 10b5-1(c) sales plan dated February 18, 2005. /s/ John J. O'Neil, Authorized Signatory, JMD Delaware, Inc., Trustee 2005-02-28 -----END PRIVACY-ENHANCED MESSAGE-----