-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dh0GugRsLxELxECXBMoJSTuRVhncFCE9teMGLV0r2D3rlO8UQgO9+txv3KfVWyjZ Gzfs4rHgEbMqN5qeGoqmuA== 0000950142-05-000223.txt : 20050131 0000950142-05-000223.hdr.sgml : 20050131 20050131182408 ACCESSION NUMBER: 0000950142-05-000223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050127 FILED AS OF DATE: 20050131 DATE AS OF CHANGE: 20050131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARTSFARE 1992 IRREVOCABLE TRUST CENTRAL INDEX KEY: 0001250963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 05563304 BUSINESS ADDRESS: STREET 1: C/O SUNTRUST DELAWARE TRUST COMPANY STREET 2: 1011 CENTRE ROAD, SUITE 108 CITY: WILMINGTON STATE: DE ZIP: 19805 BUSINESS PHONE: 302-892-9943 MAIL ADDRESS: STREET 1: C/O SUNTRUST DELAWARE TRUST COMPANY STREET 2: 1011 CENTRE ROAD, SUITE 108 CITY: WILMINGTON STATE: DE ZIP: 19805 FORMER NAME: FORMER CONFORMED NAME: TED ARISON 1992 IRREVOCABLE TRUST FOR LIN NO 2 DATE OF NAME CHANGE: 20030630 4 1 form4-arts012705_cplcex.xml FORM 4 X0202 4 2005-01-27 0 0001125259 CARNIVAL PLC CUK 0001250963 ARTSFARE 1992 IRREVOCABLE TRUST C/O SUNTRUST DELAWARE TRUST COMPANY 1011 CENTRE ROAD, SUITE 108 WILMINGTON DE 19805 0 0 0 1 See Footnote 1 below Ordinary Shares 0 D Trust Shares (beneficial interest in special voting share) 2005-01-27 4 S 0 15000 57.00 D 41886930 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the trust shares ("Trust Shares") of beneficial interests in P&O Princess Special Voting Trust (the "Trust") and an interest in the Carnival plc special voting share. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Trust Shares and an interest in the Carnival plc special voting share for purposes of Section 16 or for any other purpose. Represents Trust Shares of beneficial interests in the Trust. In connection with the dual listed company transaction between Carnival plc (formerly known as P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Following the completion of the DLC Transaction, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. The prices included on this form represent the sales price for the paired Trust Shares and shares of Carnival Corporation Common Stock. The shares covered by this form are being sold pursuant to Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ John J. O'Neil, Attorney-in-Fact for SunTrust Delaware Trust Company, Trustee 2005-01-31 EX-24 2 ex24form4-arts012705_cccplc.txt EXHIBIT 24 EXHIBIT 24.1 ------------ POWER OF ATTORNEY Know all by these presents, that each of the undersigned parties hereby constitutes and appoints each of James M. Dubin, Eric Goodison and John J. O'Neil, signing singly, such party's true and lawful attorney-in-fact to: (1) execute for and on behalf of such party, all documents relating to the reporting of beneficial ownership of securities required to be filed with the United States Securities and Exchange Commission (the "SEC") pursuant to Section 13(d) or Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder (the "Exchange Act"), including, without limitation, Schedule 13D and Form 3, Form 4 and Form 5 and successive forms thereto; (2) do and perform any and all acts for and on behalf of such party that may be necessary or desirable to complete and execute any such documents, complete and execute any amendment or amendments thereto, and timely file such documents with the SEC and any stock exchange, automated quotation system or similar authority; and (3) take any other action of any type whatsoever in furtherance of the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, such party, it being understood that the documents executed by such attorney-in-fact on behalf of such party pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. Such party hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as such party might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of such party, are not assuming, nor is Carnival Corporation or Carnival plc assuming, any of the undersigned's responsibilities to comply with the Exchange Act. This Power of Attorney shall remain in full force and effect until such party is no longer required to file such documents with respect to such party's holdings of and transactions in securities issued by the Carnival Corporation or Carnival plc, unless earlier revoked by such party in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 31st day of January, 2005. ARTSFARE 1992 IRREVOCABLE TRUST By: SUNTRUST DELAWARE TRUST COMPANY, as Trustee By: /s/ Claudia Amlie ------------------------------ Claudia Amlie Vice President SUNTRUST DELAWARE TRUST COMPANY By: /s/ Claudia Amlie --------------------------- Claudia Amlie Vice President -----END PRIVACY-ENHANCED MESSAGE-----