-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PdoZhnjII2B/TzKkUG1284yHSbm9A5XgKXusvp6DWD4/g+u35ox+YdrATrMgH/fF ox7WvRfY9rELbhESwE6+8Q== 0000950142-04-001851.txt : 20040525 0000950142-04-001851.hdr.sgml : 20040525 20040525160350 ACCESSION NUMBER: 0000950142-04-001851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040521 FILED AS OF DATE: 20040525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 CENTRAL INDEX KEY: 0001250969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 04830028 BUSINESS ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 MAIL ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 4 1 form4-shari052104_cplcex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-05-21 0 0001125259 CARNIVAL PLC CUK 0001250969 TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 C/O COUTTS JERSEY LTD 23-25 BROAD ST CHANNEL ISLANDS 0 UNITED KINGDOM 0 0 0 1 See Footnote 1 below Ordinary Shares 0 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 8500 40.85 D 73419125 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 800 40.86 D 73418325 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 900 40.88 D 73417425 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 1100 40.89 D 73416325 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 6400 40.90 D 73409925 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 4600 40.91 D 73405325 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 200 40.92 D 73405125 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 2300 40.95 D 73402825 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 700 40.97 D 73402125 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 300 40.98 D 73401825 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 1200 41.00 D 73400625 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 3200 41.02 D 73397425 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 6200 41.03 D 73391225 D Trust Shares (beneficial interest in special voting share) 2004-05-21 4 S 0 5600 41.04 D 73385625 D Trust Shares (beneficial interest in special voting share) 2004-05-24 4 S 0 11400 41.30 D 73374225 D Trust Shares (beneficial interest in special voting share) 2004-05-24 4 S 0 1000 41.31 D 73373225 D Trust Shares (beneficial interest in special voting share) 2004-05-24 4 S 0 300 41.32 D 73372925 D Trust Shares (beneficial interest in special voting share) 2004-05-24 4 S 0 800 41.34 D 73372125 D Trust Shares (beneficial interest in special voting share) 2004-05-24 4 S 0 700 41.35 D 73371425 D Trust Shares (beneficial interest in special voting share) 2004-05-24 4 S 0 800 41.36 D 73370625 D Trust Shares (beneficial interest in special voting share) 2004-05-24 4 S 0 14100 41.40 D 73356525 D Trust Shares (beneficial interest in special voting share) 2004-05-24 4 S 0 700 41.41 D 73355825 D Trust Shares (beneficial interest in special voting share) 2004-05-24 4 S 0 200 41.42 D 73355625 D Trust Shares (beneficial interest in special voting share) 2004-05-24 4 S 0 3600 41.45 D 73352025 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the trust shares ("Trust Shares") of beneficial interests in P&O Princess Special Voting Trust (the "Trust") and an interest in the Carnival plc special voting share. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Trust Shares and an interest in the Carnival plc special voting share for purposes of Section 16 or for any other purpose. Represents Trust Shares of beneficial interests in the Trust. In connection with the dual listed company transaction between Carnival plc (formerly known as P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Following the completion of the DLC Transaction, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. The prices included on this form represent the sales price for the paired Trust Shares and shares of Carnival Corporation Common Stock. The shares covered by this form are being sold pursuant to a Rule 10b5-1(c) sales plan dated January 16, 2004. /s/ John J. O'Neil, Authorized Signatory, JJO Delaware, Inc., Trustee 2004-05-25 /s/ John J. O'Neil, Authorized Signatory, JMD Delaware, Inc., Trustee 2004-05-25 -----END PRIVACY-ENHANCED MESSAGE-----