-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DIx4WrxUYr/hryErQONIhpWeAcDCG4g9XyfdZyDF7a83jmmOGPBoNeOMZZiVISnH e0HEHdn63cxc08i9impdZw== 0000950142-04-000368.txt : 20040206 0000950142-04-000368.hdr.sgml : 20040206 20040206130930 ACCESSION NUMBER: 0000950142-04-000368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040204 FILED AS OF DATE: 20040206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 04572892 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma020404_cplcex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-02-04 0 0001125259 CARNIVAL PLC CUK 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Ordinary Shares 0 D Trust Shares (beneficial interest in special voting share) 2162187 I By MA 1997 Holdings, L.P. Trust Shares (beneficial interest in special voting share) 106114284 I By MA 1994 B Shares, L.P. Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 6600 43.15 D 12420878 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 1600 43.20 D 12419278 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 6800 43.21 D 12412478 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 12200 43.55 D 12400278 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 5000 43.56 D 12395278 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 2000 43.57 D 12393278 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 1200 43.59 D 12392078 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 900 43.60 D 12391178 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 5400 43.75 D 12385778 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 300 43.76 D 12385478 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 500 43.77 D 12384978 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-04 4 S 0 2500 43.78 D 12382478 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-05 4 S 0 9900 43.90 D 12372578 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-05 4 S 0 6600 43.91 D 12365978 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-05 4 S 0 5900 43.92 D 12360078 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-05 4 S 0 3100 43.93 D 12356978 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-05 4 S 0 700 43.94 D 12356278 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-05 4 S 0 10000 43.95 D 12346278 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-05 4 S 0 1300 43.96 D 12344978 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-05 4 S 0 2600 43.97 D 12342378 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-05 4 S 0 9200 43.99 D 12333178 I By The 1997 Irrevocable Trust for Micky Arison Trust Shares (beneficial interest in special voting share) 2004-02-05 4 S 0 12800 44.00 D 12320378 I By The 1997 Irrevocable Trust for Micky Arison Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Special Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (formerly known as P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Following the completion of the DLC Transaction, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Trust Shares and an interest in the Carnival plc special voting share. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Trust Shares and an interest in the Carnival plc special voting share for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. Micky M. Arison 2004-02-06 -----END PRIVACY-ENHANCED MESSAGE-----