-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ByPuwJf9N7ZngUpYfxfvcO+kiWTgRipT2voXFk6/8hPDdM4BFuh3chGB5kkLQff8 n1tzvIaOTMcFq5WXC9xk6w== 0001179110-06-016738.txt : 20060815 0001179110-06-016738.hdr.sgml : 20060815 20060815153400 ACCESSION NUMBER: 0001179110-06-016738 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060815 DATE AS OF CHANGE: 20060815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Halo Technology Holdings, Inc. CENTRAL INDEX KEY: 0001125052 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 880467845 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 151 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (212) 962-9277 MAIL ADDRESS: STREET 1: 151 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: WARP TECHNOLOGY HOLDINGS INC DATE OF NAME CHANGE: 20021017 FORMER COMPANY: FORMER CONFORMED NAME: ABBOTT MINES LTD DATE OF NAME CHANGE: 20000927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ISIS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001273221 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33197 FILM NUMBER: 061035142 BUSINESS ADDRESS: STREET 1: 1465 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 MAIL ADDRESS: STREET 1: 1465 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 5 1 edgar.xml FORM 5 - X0202 5 2006-06-30 0 0 1 0001125052 Halo Technology Holdings, Inc. HALO 0001273221 ISIS CAPITAL MANAGEMENT LLC C/O HALO TECHNOLOGY HOLDINGS, INC. 200 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 common stock 2006-06-30 4 X 0 143898 1.25 A 837136 I by ISIS Acquisition Partners II, LLC common stock 2006-06-30 4 X 0 120277 1.25 A 374479 I by ISIS Acquisiton Partners II, LLC common stock 2006-06-30 4 X 0 642457 1.25 A 2000366 D common stock 2006-06-30 4 C 0 304124 1.00 A 837136 I by ISIS Acquisition Partners II, LLC common stock 2006-06-30 4 C 0 254202 1.00 A 374479 I by ISIS Acquisition Partners, LLC common stock 2006-06-30 4 C 0 1357909 1.00 A 2000366 D Common Stock Warrant (right to buy) 1.25 2006-06-30 4 X 0 287795 0 D 2010-03-31 common stock 143898 0 I By ISIS Acquisition Partners II, LLC Common Stock Warrant (right to buy) 1.25 2006-06-30 4 X 0 240553 0 D 2010-03-31 common stock 120277 0 I By ISIS Acquisition Partners LLC Common Stock Warrant (right to buy) 1.25 2006-06-30 4 X 0 1284913 0 D 2010-03-31 common stock 642457 0 D Series C Convertible Preferred Stock 1.00 2006-06-30 4 C 0 287795 0 D 2008-03-31 common stock 287795 0 I By ISIS Acquisition Partners II, LLC Series C Convertible Preferred Stock 1.00 2006-06-30 4 C 0 240553 0 D 2008-03-31 common stock 240553 0 I By ISIS Acquisition Partners, LLC Series C Convertible Preferred Stock 1.00 2006-06-30 4 C 0 1284913 0 D 2008-03-31 common stock 1284913 0 D immediate Includes shares received as dividends on the Series C stock upon conversion. ISIS Capital Management LLC, By Ernest C Mysogland, its managing member 2006-08-15 -----END PRIVACY-ENHANCED MESSAGE-----