0001179110-12-012757.txt : 20120813 0001179110-12-012757.hdr.sgml : 20120813 20120813133056 ACCESSION NUMBER: 0001179110-12-012757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111229 FILED AS OF DATE: 20120813 DATE AS OF CHANGE: 20120813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grace David R CENTRAL INDEX KEY: 0001302538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50924 FILM NUMBER: 121026921 MAIL ADDRESS: STREET 1: BEACON ROOFING SUPPLY, INC. STREET 2: 1 LAKELAND PARK DRIVE CITY: PEABODY STATE: MA ZIP: 01960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BEACON ROOFING SUPPLY INC CENTRAL INDEX KEY: 0001124941 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE LAKELAND PARK DRIVE CITY: PEABODY STATE: MA ZIP: 01960 BUSINESS PHONE: 978-535-7668 MAIL ADDRESS: STREET 1: ONE LAKELAND PARK DRIVE CITY: PEABODY STATE: MA ZIP: 01960 4 1 edgar.xml FORM 4 - X0306 4 2011-12-29 0 0001124941 BEACON ROOFING SUPPLY INC BECN 0001302538 Grace David R ONE LAKELAND PARK DRIVE PEABODY MA 01960 0 1 0 0 CFO, Treasurer & EVP-Finance Common Stock, $.01 par value 2011-12-29 5 G 0 E 250 D 80437 D Common Stock, $.01 par value 2012-01-09 5 G 0 E 600 D 79837 D Common Stock, $.01 par value 2012-03-20 5 G 0 E 200 D 79637 D Common Stock, $.01 par value 2012-08-09 4 M 0 33000 11.87 A 112637 D Common Stock, $.01 par value 2012-08-09 4 M 0 21000 18.64 A 133637 D Common Stock, $.01 par value 2012-08-09 4 M 0 21000 22.46 A 154637 D Common Stock, $.01 par value 2012-08-09 4 M 0 25000 9.5 A 179637 D Common Stock, $.01 par value 2012-08-09 4 M 0 35000 12.25 A 214637 D Common Stock, $.01 par value 2012-08-09 4 M 0 17400 14.45 A 232037 D Common Stock, $.01 par value 2012-08-09 4 M 0 3427 15.47 A 235464 D Common Stock, $.01 par value 2012-08-09 4 M 0 1667 17.87 A 237131 D Common Stock, $.01 par value 2012-08-09 4 S 0 157494 25.8776 D 79637 D Common Stock, $.01 par value 2012-01-09 4 G 0 600 A 7203 I See note 1 Stock Option 11.87 2012-08-09 4 M 0 33000 0 D 2005-11-03 2014-11-04 Common Stock 33000 0 D Stock Option 18.64 2012-08-09 4 M 0 21000 0 D 2006-11-02 2015-11-02 Common Stock 21000 0 D Stock Option 22.46 2012-08-09 4 M 0 21000 0 D 2007-10-24 2016-10-24 Common Stock 21000 0 D Stock Option 9.5 2012-08-09 4 M 0 25000 0 D 2008-10-22 2017-10-22 Common Stock 25000 0 D Stock Option 12.25 2012-08-09 4 M 0 35000 0 D 2009-10-22 2018-10-22 Common Stock 35000 0 D Stock Option 14.45 2012-08-09 4 M 0 17400 0 D 2010-11-06 2019-11-06 Common Stock 17400 8700 D Stock Option 15.47 2012-08-09 4 M 0 3427 0 D 2011-11-16 2010-11-16 Common Stock 3427 6853 D Stock Option 17.87 2012-08-09 4 M 0 1667 0 D 2012-01-01 2021-01-01 Common Stock 1667 3333 D These shares are held by Mr. Grace's wife individually and as custodian for his son. Mr. Grace's son owns 6,603 shares and his wife owns 600 shares. Mr. Grace disclaims beneficial ownership of these shares. The sale price represents a weighted-average sale price. Sales were made at prices ranging from $25.61 to $26.43. The undersigned undertakes to provide to the staff of the Securities and Exchange Commission, the issuer and any securityholder of the issuer upon request the number of shares sold at each separate price. Option grant vested in one-third increments over a three-year period following the grant date. Reflects a gift. Reflect a gift to Mr. Grace's son. David R. Grace 2012-08-13