0001493152-23-023318.txt : 20230703 0001493152-23-023318.hdr.sgml : 20230703 20230703170019 ACCESSION NUMBER: 0001493152-23-023318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230703 DATE AS OF CHANGE: 20230703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN THOMAS SCOTT CENTRAL INDEX KEY: 0001124803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31913 FILM NUMBER: 231065814 MAIL ADDRESS: STREET 1: 535 MADISON AVE., 12TH FL CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVAGOLD RESOURCES INC CENTRAL INDEX KEY: 0001173420 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 201 SOUTH MAIN STREET 2: SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 BUSINESS PHONE: 801-449-9328 MAIL ADDRESS: STREET 1: 201 SOUTH MAIN STREET 2: SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 4 1 ownership.xml X0407 4 2023-06-30 0 0001173420 NOVAGOLD RESOURCES INC NG 0001124803 KAPLAN THOMAS SCOTT 600 FIFTH AVENUE, 24TH FLOOR NEW YORK NY 10020 1 0 1 0 0 Common Shares 2023-06-30 4 J 0 286977 3.89 D 0 D Common Shares 84856456 I By Electrum Strategic Resources L.P. & GRAT Holdings LLC The purpose of this Form 4 is to report (i) the transfer of 286,977 Common Shares (the "Shares") of the Issuer from Thomas S. Kaplan to GRAT Holdings LLC ("GRAT") (which is owned by trusts for the benefit of the Kaplan family) on June 30, 2023, for US $3.89 per Share, the closing price of the Shares on June 29, 2023. Thus, Mr. Kaplan's aggregate beneficial ownership of the Shares is unchanged as a result of this transaction. The securities disclosed herein are held by GRAT and Electrum Strategic Resources L.P. and are subject to voting control and investment discretion in part by Mr. Kaplan. For purposes of Section 16 of the Securities Exchange Act of 1934, Mr. Kaplan disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. /s/ Thomas S. Kaplan 2023-07-03