0001493152-23-023318.txt : 20230703
0001493152-23-023318.hdr.sgml : 20230703
20230703170019
ACCESSION NUMBER: 0001493152-23-023318
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230703
DATE AS OF CHANGE: 20230703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAPLAN THOMAS SCOTT
CENTRAL INDEX KEY: 0001124803
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31913
FILM NUMBER: 231065814
MAIL ADDRESS:
STREET 1: 535 MADISON AVE., 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVAGOLD RESOURCES INC
CENTRAL INDEX KEY: 0001173420
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 201 SOUTH MAIN
STREET 2: SUITE 400
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
BUSINESS PHONE: 801-449-9328
MAIL ADDRESS:
STREET 1: 201 SOUTH MAIN
STREET 2: SUITE 400
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
4
1
ownership.xml
X0407
4
2023-06-30
0
0001173420
NOVAGOLD RESOURCES INC
NG
0001124803
KAPLAN THOMAS SCOTT
600 FIFTH AVENUE, 24TH FLOOR
NEW YORK
NY
10020
1
0
1
0
0
Common Shares
2023-06-30
4
J
0
286977
3.89
D
0
D
Common Shares
84856456
I
By Electrum Strategic Resources L.P. & GRAT Holdings LLC
The purpose of this Form 4 is to report (i) the transfer of 286,977 Common Shares (the "Shares") of the Issuer from Thomas S. Kaplan to GRAT Holdings LLC ("GRAT") (which is owned by trusts for the benefit of the Kaplan family) on June 30, 2023, for US $3.89 per Share, the closing price of the Shares on June 29, 2023. Thus, Mr. Kaplan's aggregate beneficial ownership of the Shares is unchanged as a result of this transaction.
The securities disclosed herein are held by GRAT and Electrum Strategic Resources L.P. and are subject to voting control and investment discretion in part by Mr. Kaplan. For purposes of Section 16 of the Securities Exchange Act of 1934, Mr. Kaplan disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
/s/ Thomas S. Kaplan
2023-07-03