0001493152-19-018429.txt : 20191126 0001493152-19-018429.hdr.sgml : 20191126 20191126145155 ACCESSION NUMBER: 0001493152-19-018429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191125 FILED AS OF DATE: 20191126 DATE AS OF CHANGE: 20191126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN THOMAS SCOTT CENTRAL INDEX KEY: 0001124803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31913 FILM NUMBER: 191249978 MAIL ADDRESS: STREET 1: 535 MADISON AVE., 12TH FL CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVAGOLD RESOURCES INC CENTRAL INDEX KEY: 0001173420 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A5 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 789 WEST PENDER STREET STREET 2: SUITE 720 CITY: VANCOUVER STATE: A1 ZIP: V6C 1H2 BUSINESS PHONE: 604-669-6227 MAIL ADDRESS: STREET 1: 789 WEST PENDER STREET STREET 2: SUITE 720 CITY: VANCOUVER STATE: A1 ZIP: V6C 1H2 4 1 ownership.xml X0306 4 2019-11-25 0 0001173420 NOVAGOLD RESOURCES INC NG 0001124803 KAPLAN THOMAS SCOTT 535 MADISON AVENUE, 12TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Shares 2019-11-25 4 M 0 96400 2.39 A 185842 D Common Shares 2019-11-25 4 F 0 34522 6.67 D 151320 D Stock Option (right to buy) 2.39 2019-11-25 4 M 0 96400 0 A 2014-12-01 2019-11-30 Common Shares 96400 0 D The exercise price reported above was converted from the Canadian exercise price of $3.18 CAD. The exercise price reported above was converted from the Canadian exercise price of $8.88 CAD. /s/ Thomas S. Kaplan 2019-11-26