0001493152-19-018429.txt : 20191126
0001493152-19-018429.hdr.sgml : 20191126
20191126145155
ACCESSION NUMBER: 0001493152-19-018429
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191125
FILED AS OF DATE: 20191126
DATE AS OF CHANGE: 20191126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAPLAN THOMAS SCOTT
CENTRAL INDEX KEY: 0001124803
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31913
FILM NUMBER: 191249978
MAIL ADDRESS:
STREET 1: 535 MADISON AVE., 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVAGOLD RESOURCES INC
CENTRAL INDEX KEY: 0001173420
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A5
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 789 WEST PENDER STREET
STREET 2: SUITE 720
CITY: VANCOUVER
STATE: A1
ZIP: V6C 1H2
BUSINESS PHONE: 604-669-6227
MAIL ADDRESS:
STREET 1: 789 WEST PENDER STREET
STREET 2: SUITE 720
CITY: VANCOUVER
STATE: A1
ZIP: V6C 1H2
4
1
ownership.xml
X0306
4
2019-11-25
0
0001173420
NOVAGOLD RESOURCES INC
NG
0001124803
KAPLAN THOMAS SCOTT
535 MADISON AVENUE, 12TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Shares
2019-11-25
4
M
0
96400
2.39
A
185842
D
Common Shares
2019-11-25
4
F
0
34522
6.67
D
151320
D
Stock Option (right to buy)
2.39
2019-11-25
4
M
0
96400
0
A
2014-12-01
2019-11-30
Common Shares
96400
0
D
The exercise price reported above was converted from the Canadian exercise price of $3.18 CAD.
The exercise price reported above was converted from the Canadian exercise price of $8.88 CAD.
/s/ Thomas S. Kaplan
2019-11-26