0001124796-20-000074.txt : 20200519 0001124796-20-000074.hdr.sgml : 20200519 20200519171921 ACCESSION NUMBER: 0001124796-20-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200515 FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bareket Ran CENTRAL INDEX KEY: 0001468711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38462 FILM NUMBER: 20894735 MAIL ADDRESS: STREET 1: 1005 VIRGINIA DRIVE CITY: FORT WASHINGTON STATE: PA ZIP: 19034 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NLIGHT, INC. CENTRAL INDEX KEY: 0001124796 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 912066376 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5408 NE 88TH STREET STREET 2: BUILDING E CITY: VANCOUVER STATE: WA ZIP: 98665 BUSINESS PHONE: 360-566-4460 MAIL ADDRESS: STREET 1: 5408 NE 88TH STREET STREET 2: BUILDING E CITY: VANCOUVER STATE: WA ZIP: 98665 FORMER COMPANY: FORMER CONFORMED NAME: NLIGHT PHOTONICS CORP DATE OF NAME CHANGE: 20000925 4 1 wf-form4_158992314304595.xml FORM 4 X0306 4 2020-05-15 0 0001124796 NLIGHT, INC. LASR 0001468711 Bareket Ran 5408 NE 88TH STREET BUILDING E VANCOUVER WA 98665 0 1 0 0 Chief Financial Officer Common Stock 2020-05-15 4 A 0 445 17.53 A 98844 D Common Stock 2020-05-18 4 X 0 12500 9.70 A 111344 D Common Stock 2020-05-18 4 S 0 12945 21.82 D 98399 D Stock Option (Right to Buy) 9.7 2020-05-18 4 X 0 12500 0 D 2028-02-17 Common Stock 12500.0 144691 D Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 15, 2019 through May 15, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2019. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported transaction involves sale transactions from $21.36 to $22.09 per share. The weighted average price per share was $21.82. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant. /s/ Kerry Hill, as attorney-in-fact 2020-05-19