0001209191-21-027430.txt : 20210419 0001209191-21-027430.hdr.sgml : 20210419 20210419201133 ACCESSION NUMBER: 0001209191-21-027430 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210415 FILED AS OF DATE: 20210419 DATE AS OF CHANGE: 20210419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GELSINGER PATRICK P CENTRAL INDEX KEY: 0001316331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 21835966 MAIL ADDRESS: STREET 1: VMWARE, INC. STREET 2: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-15 0 0001124610 VMWARE, INC. VMW 0001316331 GELSINGER PATRICK P 3401 HILLVIEW AVENUE PALO ALTO CA 94304 1 0 0 0 Class A Common Stock 2021-04-15 4 M 0 15000 80.25 A 151782 D Class A Common Stock 2021-04-15 4 S 0 15000 160.08 D 136782 D Class A Common Stock 2021-04-16 4 M 0 1536 80.25 A 138318 D Class A Common Stock 2021-04-16 4 S 0 1536 165.01 D 136782 D Class A Common Stock 2021-04-19 4 M 0 24230 80.25 A 161012 D Class A Common Stock 2021-04-19 4 S 0 7400 165.18 D 153612 D Class A Common Stock 2021-04-19 4 S 0 6064 166.34 D 147548 D Class A Common Stock 2021-04-19 4 S 0 10766 170.06 D 194223 D Class A Common Stock 225912 I by GRATs Class A Common Stock 104208 I by trusts Stock Option (right-to-buy) 80.25 2021-04-15 4 M 0 15000 0.00 D 2021-07-24 Class A Common Stock 15000 25766 D Stock Option (right-to-buy) 80.25 2021-04-16 4 M 0 1536 0.00 D 2021-07-24 Class A Common Stock 1536 24230 D Stock Option (right-to-buy) 80.25 2021-04-19 4 M 0 24230 0.00 D 2021-07-24 Class A Common Stock 24230 0 D Price represents weighted average for sales reported. The range of prices for the sales reported is $160.00 through $160.48. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.04. Price represents weighted average for sales reported. The range of prices for the sales reported is $165.00 through $165.88. Price represents weighted average for sales reported. The range of prices for the sales reported is $166.08 through $166.72. Price represents weighted average for sales reported. The range of prices for the sales reported is $170.00 through $170.21. Reflects the distribution to the reporting person of 57,441 shares from one of his GRATs on April 16, 2021. Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust. The option is fully vested. The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Larry Wainblat, attorney-in-fact 2021-04-19