0001209191-21-020617.txt : 20210315
0001209191-21-020617.hdr.sgml : 20210315
20210315204420
ACCESSION NUMBER: 0001209191-21-020617
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210311
FILED AS OF DATE: 20210315
DATE AS OF CHANGE: 20210315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GELSINGER PATRICK P
CENTRAL INDEX KEY: 0001316331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33622
FILM NUMBER: 21743284
MAIL ADDRESS:
STREET 1: VMWARE, INC.
STREET 2: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VMWARE, INC.
CENTRAL INDEX KEY: 0001124610
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943292913
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0129
BUSINESS ADDRESS:
STREET 1: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (650) 427-5000
MAIL ADDRESS:
STREET 1: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER COMPANY:
FORMER CONFORMED NAME: VMWARE INC
DATE OF NAME CHANGE: 20000923
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-11
0
0001124610
VMWARE, INC.
VMW
0001316331
GELSINGER PATRICK P
3401 HILLVIEW AVENUE
PALO ALTO
CA
94304
1
0
0
0
Class A Common Stock
2021-03-11
4
M
0
4900
80.25
A
141682
D
Class A Common Stock
2021-03-11
4
S
0
4900
149.04
D
136782
D
Class A Common Stock
2021-03-15
4
M
0
10100
80.25
A
146882
D
Class A Common Stock
2021-03-15
4
S
0
10100
149.09
D
136782
D
Class A Common Stock
283353
I
by GRAT
Class A Common Stock
104208
I
by trusts
Stock Option (right-to-buy)
80.25
2021-03-11
4
M
0
4900
0.00
D
2021-07-24
Class A Common Stock
4900
60866
D
Stock Option (right-to-buy)
80.25
2021-03-15
4
M
0
10100
0.00
D
2021-07-24
Class A Common Stock
10100
50766
D
Reflects forfeiture of 95,395 unvested restricted stock units in connection with the departure of the reporting person from his position as CEO on February 12, 2021.
Reflects the distribution to the reporting person of 136,782 shares from two of his GRATs on March 8, 2021.
Price represents weighted average for sales reported. The range of prices for the sales reported is $149.00 through $149.10.
The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Price represents weighted average for sales reported. The range of prices for the sales reported is $149.00 through $149.40.
Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust.
The option is fully vested.
The stock option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Larry Wainblat, attorney-in-fact
2021-03-15