0001209191-21-020617.txt : 20210315 0001209191-21-020617.hdr.sgml : 20210315 20210315204420 ACCESSION NUMBER: 0001209191-21-020617 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210311 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GELSINGER PATRICK P CENTRAL INDEX KEY: 0001316331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 21743284 MAIL ADDRESS: STREET 1: VMWARE, INC. STREET 2: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-11 0 0001124610 VMWARE, INC. VMW 0001316331 GELSINGER PATRICK P 3401 HILLVIEW AVENUE PALO ALTO CA 94304 1 0 0 0 Class A Common Stock 2021-03-11 4 M 0 4900 80.25 A 141682 D Class A Common Stock 2021-03-11 4 S 0 4900 149.04 D 136782 D Class A Common Stock 2021-03-15 4 M 0 10100 80.25 A 146882 D Class A Common Stock 2021-03-15 4 S 0 10100 149.09 D 136782 D Class A Common Stock 283353 I by GRAT Class A Common Stock 104208 I by trusts Stock Option (right-to-buy) 80.25 2021-03-11 4 M 0 4900 0.00 D 2021-07-24 Class A Common Stock 4900 60866 D Stock Option (right-to-buy) 80.25 2021-03-15 4 M 0 10100 0.00 D 2021-07-24 Class A Common Stock 10100 50766 D Reflects forfeiture of 95,395 unvested restricted stock units in connection with the departure of the reporting person from his position as CEO on February 12, 2021. Reflects the distribution to the reporting person of 136,782 shares from two of his GRATs on March 8, 2021. Price represents weighted average for sales reported. The range of prices for the sales reported is $149.00 through $149.10. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $149.00 through $149.40. Shares indicated are held by four irrevocable trusts for the benefit of members of the reporting person's immediate family. The reporting person is sole trustee of each trust. The option is fully vested. The stock option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Larry Wainblat, attorney-in-fact 2021-03-15