0001209191-20-043249.txt : 20200721
0001209191-20-043249.hdr.sgml : 20200721
20200721195034
ACCESSION NUMBER: 0001209191-20-043249
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200324
FILED AS OF DATE: 20200721
DATE AS OF CHANGE: 20200721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raghuram Rangarajan (Raghu)
CENTRAL INDEX KEY: 0001567874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33622
FILM NUMBER: 201039973
MAIL ADDRESS:
STREET 1: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VMWARE, INC.
CENTRAL INDEX KEY: 0001124610
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943292913
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0129
BUSINESS ADDRESS:
STREET 1: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: (650) 427-5000
MAIL ADDRESS:
STREET 1: 3401 HILLVIEW AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER COMPANY:
FORMER CONFORMED NAME: VMWARE INC
DATE OF NAME CHANGE: 20000923
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-24
0
0001124610
VMWARE, INC.
VMW
0001567874
Raghuram Rangarajan (Raghu)
3401 HILLVIEW AVENUE
PALO ALTO
CA
94304
0
1
0
0
COO, Products & Cloud Services
Class A Common Stock
2020-03-24
4
G
0
62500
0.00
D
110920
D
Class A Common Stock
2020-07-01
4
J
0
62500
154.53
A
173420
D
Class A Common Stock
2020-07-17
4
M
0
26817
80.25
A
200237
D
Class A Common Stock
2020-07-17
4
S
0
26817
139.62
D
173420
D
Class A Common Stock
62500
I
by GRAT
Stock Option (right-to-buy)
80.25
2020-07-17
4
M
0
26817
0.00
D
2021-07-24
Class A Common Stock
26817
0
D
On March 24, 2020, the reporting person transferred 62,500 shares to a grantor retained annuity trust for which he is the sole trustee and his spouse is the annuitant (the "Spouse's "GRAT"). Thereafter, on July 1, 2020, 62,500 shares were transferred from the Spouse's GRAT to the reporting person and replaced in the Spouse's GRAT by property of equal value.
The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Price represents weighted average for sales reported. The range of prices for the sales reported is $139.62 through $139.72.
On March 24, 2020, the reporting person transferred 62,500 shares to a grantor retained annuity trust for which he is the sole trustee and annuitant (the "GRAT").
This option is fully vested.
/s/ Larry Wainblat, attorney-in-fact
2020-07-21