0001209191-20-043249.txt : 20200721 0001209191-20-043249.hdr.sgml : 20200721 20200721195034 ACCESSION NUMBER: 0001209191-20-043249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200324 FILED AS OF DATE: 20200721 DATE AS OF CHANGE: 20200721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Raghuram Rangarajan (Raghu) CENTRAL INDEX KEY: 0001567874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 201039973 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-24 0 0001124610 VMWARE, INC. VMW 0001567874 Raghuram Rangarajan (Raghu) 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 COO, Products & Cloud Services Class A Common Stock 2020-03-24 4 G 0 62500 0.00 D 110920 D Class A Common Stock 2020-07-01 4 J 0 62500 154.53 A 173420 D Class A Common Stock 2020-07-17 4 M 0 26817 80.25 A 200237 D Class A Common Stock 2020-07-17 4 S 0 26817 139.62 D 173420 D Class A Common Stock 62500 I by GRAT Stock Option (right-to-buy) 80.25 2020-07-17 4 M 0 26817 0.00 D 2021-07-24 Class A Common Stock 26817 0 D On March 24, 2020, the reporting person transferred 62,500 shares to a grantor retained annuity trust for which he is the sole trustee and his spouse is the annuitant (the "Spouse's "GRAT"). Thereafter, on July 1, 2020, 62,500 shares were transferred from the Spouse's GRAT to the reporting person and replaced in the Spouse's GRAT by property of equal value. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $139.62 through $139.72. On March 24, 2020, the reporting person transferred 62,500 shares to a grantor retained annuity trust for which he is the sole trustee and annuitant (the "GRAT"). This option is fully vested. /s/ Larry Wainblat, attorney-in-fact 2020-07-21