0001209191-19-003818.txt : 20190115 0001209191-19-003818.hdr.sgml : 20190115 20190115195055 ACCESSION NUMBER: 0001209191-19-003818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190111 FILED AS OF DATE: 20190115 DATE AS OF CHANGE: 20190115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GELSINGER PATRICK P CENTRAL INDEX KEY: 0001316331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 19527967 MAIL ADDRESS: STREET 1: VMWARE, INC. STREET 2: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-11 0 0001124610 VMWARE, INC. VMW 0001316331 GELSINGER PATRICK P 3401 HILLVIEW AVENUE PALO ALTO CA 94304 1 1 0 0 Chief Executive Officer Class A Common Stock 2019-01-11 4 M 0 30095 69.81 A 286929 D Class A Common Stock 2019-01-11 4 S 0 2600 145.56 D 284329 D Class A Common Stock 2019-01-11 4 S 0 18058 146.64 D 266271 D Class A Common Stock 2019-01-11 4 S 0 9437 147.37 D 256834 D Class A Common Stock 151869 I by GRAT Stock Option (right-to-buy) 69.81 2019-01-11 4 M 0 30095 0.00 D 2020-07-25 Class A Common Stock 30095 21086 D Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038. Price represents weighted average for sales reported. The range of prices for the sales reported is $144.98 through $145.96. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $145.98 through $146.97. Price represents weighted average for sales reported. The range of prices for the sales reported is $146.98 through $147.90. The shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on December 31,2018. Reflects equitable adjustment to the option exercise price as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the exercise price was multiplied by a conversion factor of 0.8307. Reflects equitable adjustment to the number of outstanding options as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038. The option is fully vested. These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Larry Wainblat, attorney-in-fact 2019-01-15