0001209191-17-059332.txt : 20171103 0001209191-17-059332.hdr.sgml : 20171103 20171103195837 ACCESSION NUMBER: 0001209191-17-059332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171101 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAMASWAMI RAJIV CENTRAL INDEX KEY: 0001483009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 171177994 MAIL ADDRESS: STREET 1: 5300 CALIFORNIA AVENUE CITY: IRVINE STATE: CA ZIP: 92617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-01 0 0001124610 VMWARE, INC. VMW 0001483009 RAMASWAMI RAJIV 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 COO, Products & Cloud Services Class A Common Stock 2017-11-01 4 F 0 10636 119.12 D 303156 D Class A Common Stock 2017-11-02 4 S 0 9747 118.16 D 293409 D Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. 71 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2017. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Price represents weighted average for sales reported. The range of prices for the sales reported is $117.90 through $118.56. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Larry Wainblat, attorney-in-fact 2017-11-03