0001209191-17-051756.txt : 20170906 0001209191-17-051756.hdr.sgml : 20170906 20170906182954 ACCESSION NUMBER: 0001209191-17-051756 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170901 FILED AS OF DATE: 20170906 DATE AS OF CHANGE: 20170906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Krysler P. Kevan CENTRAL INDEX KEY: 0001584979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 171072409 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-01 0 0001124610 VMWARE, INC. VMW 0001584979 Krysler P. Kevan 3401 HILLVIEW AVENUE PALO ALTO CA 94304 0 1 0 0 Sr. Vice President, CAO Class A Common Stock 2017-09-01 4 M 0 3851 86.33 A 0 D Class A Common Stock 2017-09-01 4 M 0 2149 95.05 A 0 D Class A Common Stock 2017-09-01 4 S 0 13751 107.69 D 0 D Class A Common Stock 2017-09-01 4 F 0 1667 107.48 D 71370 D Stock Option (right-to-buy) 86.33 2017-09-01 4 M 0 3851 86.33 D 2021-11-14 Class A Common Stock 3851 1586 D Stock Option (right-to-buy) 95.05 2017-09-01 4 M 0 2149 95.05 D 2021-06-13 Class A Common Stock 2149 759 D Price represents weighted average for sales reported. The range of prices for the sales reported is $107.24 through $108.07. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. 101 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2017. 3,851 shares subject to this option are fully vested. The remaining shares vest in equal monthly installments and become fully vested and exercisable on November 1, 2018. 2,423 shares subject to this option are fully vested. The remaining shares vest in equal monthly installments and become fully vested and exercisable on May 1, 2018. Larry Wainblat, attorney-in-fact 2017-09-06