0001181431-13-059128.txt : 20131114 0001181431-13-059128.hdr.sgml : 20131114 20131114192537 ACCESSION NUMBER: 0001181431-13-059128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maritz Paul CENTRAL INDEX KEY: 0001439714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33622 FILM NUMBER: 131222067 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVE. CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 rrd395339.xml FORM 4 X0306 4 2013-11-12 0 0001124610 VMWARE, INC. VMW 0001439714 Maritz Paul 3401 HILLVIEW AVE. PALO ALTO CA 94304 1 0 0 0 Class A Common Stock 2013-11-12 4 M 0 500000 33.95 A 536000 D Class A Common Stock 2013-11-12 4 M 0 100000 31.59 A 636000 D Class A Common Stock 2013-11-12 4 F 0 432445 80.66 D 203555 D Class A Common Stock 2013-11-13 4 S 0 24872 79.87 D 178683 D Class A Common Stock 2013-11-13 4 S 0 142683 80.88 D 36000 D Employee Stock Option (right-to-buy) 33.95 2013-11-12 4 M 0 500000 0 D 2014-09-10 Class A Common Stock 500000 0 D Employee Stock Option (right-to-buy) 31.59 2013-11-12 4 M 0 100000 0 D 2015-08-12 Class A Common Stock 100000 1340006 D Shares withheld by VMware, Inc. to satisfy exercise price and taxes payable in connection wtih Mr. Maritz's stock option exercises. Price represents weighted average for sales reported. The range of prices for the sales reported is $79.54 through $80.51. The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price represents weighted average for sales reported. The range of prices for the sales reported is $80.55 through $81.49. 25% of the option shares vested on September 10, 2009. The remaining 75% vested monthly thereafter over three years. 312,001 option shares were fully vested as of the grant date (August 12, 2009). The remaining 1,128,005 option shares vested ratably each month until fully vested in March 2013. Larry Wainblat, attorney-in-fact 2013-11-14