0001209191-15-024222.txt : 20150309 0001209191-15-024222.hdr.sgml : 20150309 20150309184403 ACCESSION NUMBER: 0001209191-15-024222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070816 FILED AS OF DATE: 20150309 DATE AS OF CHANGE: 20150309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NARDONE RANDAL A CENTRAL INDEX KEY: 0001124465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 15686603 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS, 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2007-08-16 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001124465 NARDONE RANDAL A 1345 AVENUE OF THE AMERICAS 46TH FLOOR NEW YORK NY 10105 0 1 0 0 Secretary Series B Cumulative Redeemable Preferred Stock 2007-08-16 4 P 0 72000 19.50 A 72000 I Drawbridge DSO Securities LLC Series B Cumulative Redeemable Preferred Stock 2015-03-05 4 S 0 10000 26.25 D 62000 I Drawbridge DSO Securities LLC Series B Cumulative Redeemable Preferred Stock 2015-03-06 4 S 0 7240 26.1852 D 54760 I Drawbridge DSO Securities LLC Series B Cumulative Redeemable Preferred Stock 2015-03-09 4 S 0 26215 25.9817 D 28545 I Drawbridge DSO Securities LLC Series C Cumulative Redeemable Preferred Stock 2007-08-16 4 P 0 37000 16.585 A 37000 I Drawbridge DSO Securities LLC Series C Cumulative Redeemable Preferred Stock 2015-03-06 4 S 0 10000 25.0915 D 27000 I Drawbridge DSO Securities LLC Series C Cumulative Redeemable Preferred Stock 2015-03-09 4 S 0 24308 25.069 D 2692 I Drawbridge DSO Securities LLC These shares were sold by Drawbridge DSO Securities LLC. Mr. Nardone does not personally own these shares or have any voting or investment power over these shares. However, Mr. Nardone may be deemed to be the beneficial owner of these shares of preferred stock by virtue of his relationship to Drawbridge DSO Securities LLC. Mr. Nardone disclaims beneficial ownership of any securities of the issuer held by these entities except to the extent of his pecuniary interest therein. /s/ Randal A. Nardone 2015-03-09