0001840776-24-000081.txt : 20240425 0001840776-24-000081.hdr.sgml : 20240425 20240425163449 ACCESSION NUMBER: 0001840776-24-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240423 FILED AS OF DATE: 20240425 DATE AS OF CHANGE: 20240425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAUFFMAN ROBERT I CENTRAL INDEX KEY: 0001124462 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40244 FILM NUMBER: 24876956 MAIL ADDRESS: STREET 1: C/O FIG LLC 1345 AVENUE OF THE AMERICAS CITY: NEW YORK, NY STATE: X1 ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hagerty, Inc. CENTRAL INDEX KEY: 0001840776 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 BUSINESS PHONE: 800-922-4050 MAIL ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 FORMER COMPANY: FORMER CONFORMED NAME: Aldel Financial Inc. DATE OF NAME CHANGE: 20210115 4 1 wk-form4_1714077276.xml FORM 4 X0508 4 2024-04-23 0 0001840776 Hagerty, Inc. HGTY 0001124462 KAUFFMAN ROBERT I 105 S. MAPLE STREET ITASCA IL 60143 1 0 0 0 1 Class A Common Stock 2024-04-23 4 S 0 3036 9.07 D 3421036 I By Aldel LLC Class A Common Stock 2024-04-24 4 S 0 1609 9.01 D 3419427 I By Aldel LLC Class A Common Stock 2024-04-25 4 S 0 460 9 D 3418967 I By Aldel LLC The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023. This transaction was executed in multiple trades at prices ranging from $9.00 to $9.12. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This transaction was executed in multiple trades at prices ranging from $9.00 to $9.04. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Diana M. Chafey, Power of Attorney 2024-04-25