0001840776-22-000135.txt : 20221012
0001840776-22-000135.hdr.sgml : 20221012
20221012165416
ACCESSION NUMBER: 0001840776-22-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221007
FILED AS OF DATE: 20221012
DATE AS OF CHANGE: 20221012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAUFFMAN ROBERT I
CENTRAL INDEX KEY: 0001124462
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40244
FILM NUMBER: 221307290
MAIL ADDRESS:
STREET 1: C/O FIG LLC 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK, NY
STATE: X1
ZIP: 10105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hagerty, Inc.
CENTRAL INDEX KEY: 0001840776
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 121 DRIVERS EDGE
CITY: TRAVERSE CITY
STATE: MI
ZIP: 49684
BUSINESS PHONE: 800-922-4050
MAIL ADDRESS:
STREET 1: 121 DRIVERS EDGE
CITY: TRAVERSE CITY
STATE: MI
ZIP: 49684
FORMER COMPANY:
FORMER CONFORMED NAME: Aldel Financial Inc.
DATE OF NAME CHANGE: 20210115
4
1
wf-form4_166560801037194.xml
FORM 4
X0306
4
2022-10-07
0
0001840776
Hagerty, Inc.
HGTY
0001124462
KAUFFMAN ROBERT I
105 S. MAPLE STREET
ITASCA
IL
60143
1
0
0
0
Public Warrants
11.5
2022-10-07
4
P
0
100
2
A
2022-04-12
2026-12-02
Class A Common Stock
100.0
750100
I
By Aldel LLC
Public Warrants
11.5
2022-10-11
4
P
0
6945
2
A
2022-04-12
2026-12-02
Class A Common Stock
6945.0
757045
I
By Aldel LLC
Public Warrants
11.5
2022-10-12
4
P
0
612
2
A
2022-04-12
2026-12-02
Class A Common Stock
612.0
757657
I
By Aldel LLC
The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022.
Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Barbara Matthews, Attorney in Fact
2022-10-12