0001415889-24-016745.txt : 20240613 0001415889-24-016745.hdr.sgml : 20240613 20240613183228 ACCESSION NUMBER: 0001415889-24-016745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240612 FILED AS OF DATE: 20240613 DATE AS OF CHANGE: 20240613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINN BRIAN D CENTRAL INDEX KEY: 0001124195 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39897 FILM NUMBER: 241042530 MAIL ADDRESS: STREET 1: C/O BLACKROCK KELSO CAPITAL CORPORATION STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Palladyne AI Corp. CENTRAL INDEX KEY: 0001826681 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 SOUTH 500 WEST CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: 888-927-7296 MAIL ADDRESS: STREET 1: 650 SOUTH 500 WEST CITY: SALT LAKE CITY STATE: UT ZIP: 84101 FORMER COMPANY: FORMER CONFORMED NAME: Sarcos Technology & Robotics Corp DATE OF NAME CHANGE: 20210924 FORMER COMPANY: FORMER CONFORMED NAME: Sarcos Technology & Robotics Corporation. DATE OF NAME CHANGE: 20210924 FORMER COMPANY: FORMER CONFORMED NAME: Rotor Acquisition Corp. DATE OF NAME CHANGE: 20200930 4 1 form4-06132024_100625.xml X0508 4 2024-06-12 0001826681 Palladyne AI Corp. PDYN 0001124195 FINN BRIAN D C/O PALLADYNE AI CORP 650 SOUTH 500 WEST, SUITE 150 SALT LAKE CITY UT 84101 true false false false 0 Stock Option (right to buy) 2.09 2024-06-12 4 A 0 50000 0 A 2034-06-12 Common Stock 50000 50000 D One hundred percent (100%) of the award will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date. /s/ Stephen Sonne, attorney in fact on behalf of Brian D. Finn 2024-06-13