0001209191-23-059003.txt : 20231218 0001209191-23-059003.hdr.sgml : 20231218 20231218173726 ACCESSION NUMBER: 0001209191-23-059003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231212 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINN BRIAN D CENTRAL INDEX KEY: 0001124195 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39897 FILM NUMBER: 231494910 MAIL ADDRESS: STREET 1: C/O BLACKROCK KELSO CAPITAL CORPORATION STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sarcos Technology & Robotics Corp CENTRAL INDEX KEY: 0001826681 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 SOUTH 500 WEST CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: 888-927-7296 MAIL ADDRESS: STREET 1: 650 SOUTH 500 WEST CITY: SALT LAKE CITY STATE: UT ZIP: 84101 FORMER COMPANY: FORMER CONFORMED NAME: Sarcos Technology & Robotics Corporation. DATE OF NAME CHANGE: 20210924 FORMER COMPANY: FORMER CONFORMED NAME: Rotor Acquisition Corp. DATE OF NAME CHANGE: 20200930 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0508 4/A 2023-12-12 2023-12-14 0 0001826681 Sarcos Technology & Robotics Corp STRC 0001124195 FINN BRIAN D C/O SARCOS TECHNOLOGY AND ROBOTICS CORP 650 SOUTH 500 WEST, SUITE 150 SALT LAKE CITY UT 84101 1 0 0 0 0 Common Stock 2023-12-12 4 P 0 20000 0.6138 A 36666 I By MI-CM LLC Common Stock 2023-12-13 4 P 0 30000 0.6113 A 66666 I By MI-CM LLC Common Stock 62142 D Common Stock 85858 I By MI-MJ LLC Common Stock 360234 I By Marstar Investments LLC The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5827 to $0.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. This Form 4/A amends the Form 4 originally filed on December 14, 2023 solely to correct the amount reported in Table I, Column 5. Due to an administrative error, the amount reported on the original Form 4 was not adjusted to reflect the issuer's 1-for-6 reverse stock split completed on July 5, 2023 ("Reverse Stock Split"). The reported number of shares has been adjusted to reflect the impact of the Reverse Stock Split. Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5938 to $0.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein. Securities are held by MI-MJ LLC ("MI-MJ"). Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. /s/ Stephen Sonne, attorney in fact on behalf of Brian D. Finn 2023-12-18