0001209191-23-014258.txt : 20230301 0001209191-23-014258.hdr.sgml : 20230301 20230301172426 ACCESSION NUMBER: 0001209191-23-014258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230227 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herriott James CENTRAL INDEX KEY: 0001957680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35092 FILM NUMBER: 23695120 MAIL ADDRESS: STREET 1: 5505 ENDEAVOR LANE CITY: MADISON STATE: WI ZIP: 53719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXACT SCIENCES CORP CENTRAL INDEX KEY: 0001124140 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 204782291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5505 ENDEAVOR LANE CITY: MADISON STATE: WI ZIP: 53719 BUSINESS PHONE: 608-284-5700 MAIL ADDRESS: STREET 1: 5505 ENDEAVOR LANE CITY: MADISON STATE: WI ZIP: 53719 FORMER COMPANY: FORMER CONFORMED NAME: EXACT CORP DATE OF NAME CHANGE: 20000919 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-27 0 0001124140 EXACT SCIENCES CORP EXAS 0001957680 Herriott James C/O EXACT SCIENCES CORP. 5505 ENDEAVOR LANE MADISON WI 53719 0 1 0 0 General Counsel Common Stock 2023-02-27 4 M 0 1647 0.00 A 11209 D Common Stock 2023-02-27 4 M 0 240 0.00 A 11449 D Common Stock 2023-02-28 4 S 0 1350 59.98 D 10099 D Common Stock 2023-02-28 4 S 0 875 61.12 D 9224 D Common Stock 612 I Held in 401(k) Plan Restricted Stock Units 2023-02-27 4 M 0 1647 0.00 D Common Stock 1647 4943 D Restricted Stock Units 2023-02-27 4 M 0 240 0.00 D Common Stock 240 0 D Represents shares of common stock received upon vesting of a restricted stock unit award. The sale reported in this field was effected pursuant to a Rule 10b5-1 trading plan entered into in November 2022. Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 27, 2023. In addition to the shares of Common Stock reported on this Form 4, which total 9,836 shares, Mr. Herriott also holds, in the aggregate, an additional 18,767 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock. Each restricted stock unit represents a contingent right to receive one share of common stock. Represents a restricted stock unit award that partially vested on February 27, 2023. The restricted stock units vest in four equal annual installments beginning on February 25, 2023. Represents a restricted stock unit award that partially vested on February 27, 2023. The restricted stock units vested in four equal annual installments beginning on February 26, 2020. /s/ James Herriott by Mark R. Busch, attorney-in-fact 2023-03-01