0001209191-18-014733.txt : 20180228 0001209191-18-014733.hdr.sgml : 20180228 20180228195815 ACCESSION NUMBER: 0001209191-18-014733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIDGARD GRAHAM PETER CENTRAL INDEX KEY: 0001216274 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35092 FILM NUMBER: 18654078 MAIL ADDRESS: STREET 1: 441 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXACT SCIENCES CORP CENTRAL INDEX KEY: 0001124140 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 204782291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 441 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 BUSINESS PHONE: 608-284-5700 MAIL ADDRESS: STREET 1: 441 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 FORMER COMPANY: FORMER CONFORMED NAME: EXACT CORP DATE OF NAME CHANGE: 20000919 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-26 0 0001124140 EXACT SCIENCES CORP EXAS 0001216274 LIDGARD GRAHAM PETER C/O EXACT SCIENCES CORP. 441 CHARMANY DRIVE MADISON WI 53719 0 1 0 0 Chief Science Officer Common Stock 2018-02-26 4 M 0 4587 13.96 A 211183 D Common Stock 2018-02-26 4 S 0 4587 42.329 D 206596 D Common Stock 2018-02-26 4 M 0 13750 5.70 A 220346 D Common Stock 2018-02-26 4 S 0 13750 42.188 D 206596 D Common Stock 2018-02-26 4 M 0 8900 0.00 A 215496 D Common Stock 2018-02-27 4 S 0 4041 44.098 D 211455 D Common Stock 2018-02-27 4 S 0 12647 43.45 D 198808 D Common Stock 12340 I Held in 401(K) Account Stock Option (right to buy) 13.96 2018-02-26 4 M 0 4587 0.00 D 2024-02-24 Common Stock 4587 7163 D Stock Option (right to buy) 5.70 2018-02-26 4 M 0 13750 0.00 D 2026-02-26 Common Stock 13750 27500 D Restricted Stock Units 2018-02-26 4 M 0 8900 0.00 D Common Stock 8900 17800 D Stock Option (right to buy) 44.37 2018-02-27 4 A 0 16700 0.00 A 2019-02-27 2028-02-27 Common Stock 16700 16700 D Restricted Stock Units 2018-02-27 4 A 0 20100 0.00 A Common Stock 20100 20100 D Represents shares of common stock received upon exercise of a stock option award. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.55, inclusive. The reporting person undertakes to provide to Exact Sciences Corporation, any security holder of Exact Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.525, inclusive. The reporting person undertakes to provide to Exact Sciences Corporation, any security holder of Exact Sciences Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4. Represents shares of common stock received upon vesting of a restricted stock unit award. Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 26, 2018. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2017. This option vests and becomes exercisable in four equal annual installments beginning on February 24, 2015. This option vests and becomes exercisable in four equal annual installments beginning on February 26, 2017. Each restricted stock unit represents a contingent right to receive one share of common stock. Represents a restricted stock unit award granted on February 26, 2016 that partially vested on February 26, 2018. The restricted stock units vest in four equal annual installments beginning on February 26, 2017. This option vests and becomes exercisable in four equal annual installments beginning on the first anniversary of the grant date. These restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date. /s/ Graham Peter Lidgard by Mark R. Busch, attorney-in-fact 2018-02-28