-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fl6fkr6nJe14L7WaBOw4VYvrQ5Dyy38evLMQnji3UJQfxQJz0YT+w6JpbiDH3ZjL e9o5mKW9ZgrnD2hpQVD7wA== 0000912057-02-042462.txt : 20021114 0000912057-02-042462.hdr.sgml : 20021114 20021114162816 ACCESSION NUMBER: 0000912057-02-042462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021113 FILED AS OF DATE: 20021114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXACT SCIENCES CORP CENTRAL INDEX KEY: 0001124140 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 204782291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32179 FILM NUMBER: 02825373 BUSINESS ADDRESS: STREET 1: 63 GREAT RD CITY: MAYNARD STATE: MA ZIP: 01754 BUSINESS PHONE: 9788972800 MAIL ADDRESS: STREET 1: 63 GREAT ROAD CITY: MAYNARD STATE: MA ZIP: 01754 FORMER COMPANY: FORMER CONFORMED NAME: EXACT CORP DATE OF NAME CHANGE: 20000919 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: LAPIDUS STANLEY N CENTRAL INDEX KEY: 0001166721 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O EXACT SCIENCES CORP STREET 2: 63 GREAT RD CITY: MAYNARD STATE: MA ZIP: 01754 BUSINESS PHONE: 9788972800 MAIL ADDRESS: STREET 1: C/O EXACT SCIENCES CORP STREET 2: 63 GREAT RD CITY: MAYNARD STATE: MA ZIP: 01754 4 1 a2093897z4.txt 4
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- / / CHECK THIS BOX IF NO STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287 LONGER SUBJECT TO EXPIRES: January 31, 2005 SECTION 16. FORM 4 OR Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, ESTIMATED AVERAGE BURDEN FORM 5 OBLIGATIONS MAY Section 17(a) of the Public Utility Holding Company Act of 1935 or HOURS PER RESPONSE .... 0.5 CONTINUE. SEE Section 30(h) of the Investment Company Act of 1940 ----------------------------- INSTRUCTION 1(b). (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name AND Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Lapidus, Stanley N. EXACT Sciences Corporation EXAS ---- ---- - --------------------------------------------------------------------------------------------- X Officer (give Other (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- title ---- (specify Number of Reporting Month/Day/Year below) below Person (Voluntary) Chairman c/o EXACT Sciences Corporation 63 Great Road November 13, 2002 ------------------------------------- - -------------------------------------------- --------------------- 7. Individual or Joint/Group Filing (Street) 5. If Amendment, (Check Applicable Line) Date of Original (Month/Year) X Form filed by One Reporting Person ---- Form filed by More than One Maynard, MA 01754 ---- Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 2A. Deemed 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action Execution action or Disposed of (D) Securities ship of In- Date Date, if Code (Instr. 3, 4 and 5) Beneficially Form: direct any (Instr. 8) Owned Direct Bene- (Month/ (Month/ Following (D) or ficial Day/ Day/ ------------------------------------------- Reported Indirect Owner- Year) Year) (A) or Transactions(s) (I) ship Code V Amount (D) Price (Instr. 3 (Instr. 4) (Instr. 4) and 4) - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock, $0.01 par value 11/12/02 11/12/02 S 2,083 D $14.732 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock, $0.01 par value 11/12/02 11/12/02 S 1,042 D $14.610 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock, $0.01 par value 11/13/02 11/13/02 S 2,083 D $14.643 - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock. $0.01 par value 11/13/02 11/13/02 S 1,042 D $14.610 - ---------------------------------------------------------------------------------------------------------------------------------- 1,043,811 D/I (2) - ---------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 3A. Deemed 4. Transac- 5. Number of Deriv- 6. Date Exer- Security sion or action Execution tion Code ative Securities Ac- cisable and Ex- (Instr. 3) Exercise Date Date, if (Instr. 8) quired (A) or Dis- piration Date Price of (Month/ any posed of (D) (Month/Day/ Deriv- Day/ (Month/ (Instr. 3, 4, and 5) Year) ative Year) Day/ --------- ---------- Security Year) Date Expira- ------------- ------------------------ Exer- tion Code V (A) (D) cisable Date - ---------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------ 7. Title and Amount of Under- 8. Price 9. Number 10. Owner- 11. Nature lying Securities of of Deriv- ship of In- (Instr. 3 and 4) Deriv- ative Form direct ative Securi- of De- Bene- Secur- ties rivative ficial ity Bene- Secu- Own- (Instr. ficially rities: ership 5) Owned Direct (Instr. 4) Following (D) or Amount or Reported Indirect Title Number of Transactions(s) (I) Shares (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ Explanation of Responses: (1) Includes 34,823 shares of Common Stock owned by Joel Lapidus. (2) The Reporting Person lives in the same household as Joel Lapidus. The Reporting Person disclaims beneficial ownership of the shares owned by Joel Lapidus. *** 11/13/02 ----------------------------------- ----------- **Signature of Reporting Person Date *** By: /s/ Stephen A. Read Stephen A. Read Attorney-in -Fact Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, SEE Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. HTTP://WWW.SEC.GOV/DIVISIONS/CORPFIN/FORMS/FORM4.HTM LAST UPDATE: 09/05/2002
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose signature appears below hereby revokes all powers of attorney relating to the following matters and constitutes and appoints Don M. Hardison, John A. McCarthy, Jr. and Stephen Read, and any one of them acting singly, the true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned's name, place and stead, in any and all capacities (until revoked in writing) to sign any and all instruments, certificates and documents required to be executed on behalf of the undersigned as an individual or on behalf of the undersigned's holding company, as the case may be, pursuant to sections 13 and 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the By-laws of the National Association of Securities Dealers, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing requisite and necessary fully to all intents and purposes as the undersigned might or could do in person thereby ratifying and confirming all that said attorneys-in-fact and agents, or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. IN WITNESS WHEREOF, this Power of Attorney has been signed as of September 30, 2002. Signature: /s/ Stanley N. Lapidus ----------------------- Name: Stanley N. Lapidus ----------------------- (please print) -----END PRIVACY-ENHANCED MESSAGE-----